Chapter XVII Exclusions Applying to Several Specified Kinds of Activity
United Kingdom
- 66Trustees, nominees and personal representatives
- 67Activities carried on in the course of a profession or non-investment business
- 68Activities carried on in connection with the sale of goods or supply of services
- 69Groups and joint enterprises
- 70Activities carried on in connection with the sale of a body corporate
- 71Activities carried on in connection with employee share schemes
- 72Overseas persons
- 72ZASwiss mutual recognition firms
- 72AInformation society services
- 72AAManagers of UK UCITS and AIFs
- 72BActivities carried on by a provider of relevant goods or services
- 72CProvision of information on an incidental basis
- 72DLarge risks contracts where risk situated outside the United Kingdom
- 72EBusiness Angel-led Enterprise Capital Funds
- 72FInterpretation
- 72GLocal authorities
- 72HInsolvency practitioners
- 72IRegistered consumer buy-to-let mortgage firms
- 72JPersons seeking to use the exemption under Article 2.1(j) of the markets in financial instruments directive