OpenLegislation

Instruments made under Financial Services and Markets Act 2000

2000 c. 8 · 357 instruments

InstrumentCitationMadeUnder
Financial Services and Markets Act 2000 (Regulated Activities) 2013 S.I. 2013/655 13 Mar 2013 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Financial Services Compensation Scheme) 2013 S.I. 2013/598 11 Mar 2013 Section 213, Section 428
Financial Services and Markets Act 2000 (Threshold Conditions) 2013 S.I. 2013/555 7 Mar 2013 Section 55C, Section 428
Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) 2013 S.I. 2013/504 6 Mar 2013 Section 286, Section 428
Financial Services and Markets Act 2000 (EEA Passport Rights) 2013 S.I. 2013/439 27 Feb 2013 Schedule 3 paragraph 13, Schedule 3 paragraph 17, Schedule 4 paragraph 3A
Payment to Treasury of Penalties (Enforcement Costs) 2013 S.I. 2013/418 26 Feb 2013 Schedule 1ZA paragraph 20, Schedule 1ZB paragraph 28
Financial Services and Markets Act 2000 (Disclosure of Confidential Information) 2012 S.I. 2012/3019 4 Dec 2012 Section 349, Section 417
Financial Services and Markets Act 2000 (Gibraltar) 2012 S.I. 2012/2017 27 Jul 2012 Section 409, Section 428
Financial Services and Markets Act 2000 (Exemption) 2012 S.I. 2012/763 8 Mar 2012 Section 38
Open-Ended Investment Companies 2011 S.I. 2011/3049 20 Dec 2011 Section 262, Section 428
Financial Services and Markets Act 2000 (Permissions, Transitional Provisions and Consequential Amendments) (Northern Ireland Credit Unions) 2011 S.I. 2011/2832 23 Nov 2011 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Exemption) 2011 S.I. 2011/2716 10 Nov 2011 Section 38, Section 428
Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) 2011 S.I. 2011/2304 15 Sep 2011 Section 419, Section 428
Financial Services and Markets Act 2000 (Exemption) 2011 S.I. 2011/1626 4 Jul 2011 Section 38
Financial Services and Markets Act 2000 (Regulated Activities) 2011 S.I. 2011/133 25 Jan 2011 Section 22, Section 426, Section 427, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Administration Orders Relating to Insurers) 2010 S.I. 2010/3023 18 Dec 2010 Section 360, Section 426, Section 428
Financial Services and Markets Act 2000 (Liability of Issuers) 2010 S.I. 2010/1192 7 Apr 2010 Section 90B
Financial Services and Markets Act 2000 (Financial Promotion) 2010 S.I. 2010/905 22 Mar 2010 Section 21, Section 428
Tribunal Procedure (Upper Tribunal) 2010 S.I. 2010/747 10 Mar 2010 Section 133
Financial Services and Markets Act 2000 (Regulated Activities) 2010 S.I. 2010/86 19 Jan 2010 Section 22, Section 426, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Disclosure of Confidential Information) 2009 S.I. 2009/2877 27 Oct 2009 Section 349, Section 417
Financial Services and Markets Act 2000 (Regulated Activities) 2009 S.I. 2009/1389 10 Jun 2009 Section 22, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Control of Business Transfers) (Requirements on Applicants) 2009 S.I. 2009/1390 10 Jun 2009 Section 108, Section 417, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2009 S.I. 2009/1342 1 Jun 2009 Section 22, Section 426, Section 427, Section 428, Schedule 2 paragraph 25
Financial Markets and Insolvency 2009 S.I. 2009/853 1 Apr 2009 Section 286, Section 428
Open-Ended Investment Companies 2009 S.I. 2009/553 5 Mar 2009 Section 262, Section 428
Financial Services and Markets Act 2000 (Exemption) 2009 S.I. 2009/264 11 Feb 2009 Section 38
Financial Services and Markets Act 2000 (Exemption) 2009 S.I. 2009/118 29 Jan 2009 Section 38, Section 428
Financial Services and Markets Act 2000 (Taxes) 2008 S.I. 2008/2673 8 Oct 2008 Section 426, Section 428
Financial Services and Markets Act 2000 (Collective Investment Schemes) 2008 S.I. 2008/1813 8 Jul 2008 Section 235, Section 428
Financial Services and Markets Act 2000 (Control of Transfers of Business Done at Lloyd’s) 2008 S.I. 2008/1725 1 Jul 2008 Section 323, Section 428
Financial Services and Markets Act 2000 (Collective Investment Schemes) 2008 S.I. 2008/1641 24 Jun 2008 Section 235, Section 428
Financial Services and Markets Act 2000 (Control of Business Transfers)(Requirements on Applicants) 2008 S.I. 2008/1467 9 Jun 2008 Section 108, Section 428
Financial Services and Markets Act 2000 (Amendments to Part 7) 2008 S.I. 2008/1468 9 Jun 2008 Section 117, Section 428
Financial Services and Markets Act 2000 (Consequential Amendments) 2008 S.I. 2008/733 13 Mar 2008 Section 426
Financial Services and Markets Act 2000 (Exemption) 2008 S.I. 2008/682 11 Mar 2008 Section 38, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2007 S.I. 2007/3510 13 Dec 2007 Section 22, Section 426, Section 427, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Financial Promotion) 2007 S.I. 2007/2615 7 Sep 2007 Section 21, Section 428
Financial Services and Markets Act 2000 (Exemption) 2007 S.I. 2007/1821 25 Jun 2007 Section 38, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2007 S.I. 2007/1339 26 Apr 2007 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Financial Promotion) 2007 S.I. 2007/1083 29 Mar 2007 Section 21
Financial Services and Markets Act 2000 (Administration Orders Relating to Insurers) 2007 S.I. 2007/846 14 Mar 2007 Section 360, Section 426, Section 428
Financial Services and Markets Act 2000 (Collective Investment Schemes) 2007 S.I. 2007/800 12 Mar 2007 Section 235
Financial Services and Markets Act 2000 (Markets in Financial Instruments) 2007 S.I. 2007/763 8 Mar 2007 Section 39, Section 417, Section 428, Regulation 8, Schedule 3 paragraph 22, Regulation 9, Section 349
Financial Services and Markets Act 2000 (Ombudsman Scheme) (Consumer Credit Jurisdiction) 2007 S.I. 2007/383 7 Feb 2007 Section 226A
Financial Services and Markets Act 2000 (Disclosure of Confidential Information) 2006 S.I. 2006/3413 19 Dec 2006 Section 349, Section 417, Section 428
Financial Services and Markets Act 2000 (EEA Passport Rights) 2006 S.I. 2006/3385 18 Dec 2006 Schedule 3 paragraph 13, Schedule 3 paragraph 14, Schedule 3 paragraph 17, Schedule 3 paragraph 22, Section 428
Lloyd’s Sourcebook (Finance Act 1993 and Finance Act 1994) 2006 S.I. 2006/3273 7 Dec 2006 Section 417, Section 426
Financial Services and Markets Act 2000 (Regulated Activities) 2006 S.I. 2006/2383 12 Sep 2006 Section 22, Section 426, Section 427, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Gibraltar) 2006 S.I. 2006/1805 6 Jul 2006 Section 409
Financial Services and Markets Act 2000 (Regulated Activities) 2006 S.I. 2006/1969 28 Jun 2006 Section 22, Section 426, Section 427, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Designated Professional Bodies) 2006 S.I. 2006/58 16 Jan 2006 Section 326
Financial Services and Markets Act 2000 (Financial Promotion) 2005 S.I. 2005/3392 8 Dec 2005 Section 21, Section 428
Financial Services and Markets Act 2000 (Disclosure of Confidential Information) 2005 S.I. 2005/3071 3 Nov 2005 Section 349, Section 417
Financial Services and Markets Act 2000 (Consequential Amendments) 2005 S.I. 2005/2967 24 Oct 2005 Section 426, Section 428
Financial Services and Markets Act 2000 (Administration Orders Relating to Insurers) 2005 S.I. 2005/1644 20 Jun 2005 Section 360, Section 426, Section 428
Lloyd’s Sourcebook (Amendment of the Finance Act 1993 and the Finance Act 1994) 2005 S.I. 2005/1538 9 Jun 2005 Section 417, Section 426
Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) 2005 S.I. 2005/1532 8 Jun 2005 Section 238, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2005 S.I. 2005/1518 7 Jun 2005 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) 2005 S.I. 2005/922 24 Mar 2005 Section 419, Section 428
Open-Ended Investment Companies 2005 S.I. 2005/923 24 Mar 2005 Section 262
Financial Services and Markets Act 2000 (Variation of Threshold Conditions) 2005 S.I. 2005/680 14 Mar 2005 Schedule 6 paragraph 8, Schedule 6 paragraph 9, Section 428
Financial Services and Markets Act 2000 (Exemption) 2005 S.I. 2005/592 9 Mar 2005 Section 38, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2005 S.I. 2005/593 9 Mar 2005 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Stakeholder Products) 2005 S.I. 2005/594 9 Mar 2005 Section 428, Article 52B
Financial Services and Markets Act 2000 (Financial Promotion and Promotion of Collective Investment Schemes) 2005 S.I. 2005/270 9 Feb 2005 Section 21, Section 238, Section 428
Financial Services and Markets Act 2000 (Disclosure of Information by Prescribed Persons) 2005 S.I. 2005/272 9 Feb 2005 Section 353, Section 417
Financial Services and Markets Act 2000 (Service of Notices) 2005 S.I. 2005/274 9 Feb 2005 Section 414
Financial Services and Markets Act 2000 (Collective Investment Schemes) 2005 S.I. 2005/57 17 Jan 2005 Section 235
Financial Services and Markets Act 2000 (Gibraltar) 2005 S.I. 2005/1 6 Jan 2005 Section 409
Financial Services and Markets Act 2000 (Transitional Provisions) (General Insurance Intermediaries) 2004 S.I. 2004/3351 16 Dec 2004 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Designated Professional Bodies) 2004 S.I. 2004/3352 16 Dec 2004 Section 326
Insurance Companies (Corporation Tax Acts) 2004 S.I. 2004/3266 9 Dec 2004 —
Financial Services and Markets Act 2000 (Regulated Activities) 2004 S.I. 2004/2737 16 Nov 2004 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Transitional Provisions) (Mortgages) 2004 S.I. 2004/2615 7 Oct 2004 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Transitional Provisions) (Complaints Relating to General Insurance and Mortgages) 2004 S.I. 2004/1609 24 Jun 2004 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2004 S.I. 2004/1610 24 Jun 2004 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Transitional Provisions, Repeals and Savings) (Financial Services Compensation Scheme) 2004 S.I. 2004/952 29 Mar 2004 Section 360, Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Appointed Representatives) 2004 S.I. 2004/453 25 Feb 2004 Section 39, Section 417, Section 428
Financial Services and Markets Act 2000 (Transitional Provisions) (Complaints Relating to General Insurance and Mortgages) 2004 S.I. 2004/454 25 Feb 2004 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Consequential Amendments) 2004 S.I. 2004/355 11 Feb 2004 Section 426
Financial Services and Markets Act 2000 (Regulated Activities) 2003 S.I. 2003/2822 6 Nov 2003 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Disclosure of Confidential Information) 2003 S.I. 2003/2817 4 Nov 2003 Section 349, Section 417
Financial Services and Markets Act 2000 (Disclosure of Confidential Information) 2003 S.I. 2003/2174 21 Aug 2003 Section 349, Section 417
Financial Services and Markets Act 2000 (Administration Orders Relating to Insurers) 2003 S.I. 2003/2134 14 Aug 2003 Section 360, Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes etc.) (Exemptions) 2003 S.I. 2003/2067 11 Aug 2003 Section 21, Section 238, Section 428
Financial Services and Markets Act 2000 (Exemption) 2003 S.I. 2003/1675 3 Jul 2003 Section 38, Section 428
Financial Services and Markets Act 2000(Financial Promotion) 2003 S.I. 2003/1676 3 Jul 2003 Section 21, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2003 S.I. 2003/1475 5 Jun 2003 Section 22, Section 426, Section 427, Section 428, Schedule 2 paragraph 25
Competition Commission (Penalties) 2003 S.I. 2003/1371 23 May 2003 Article 35B, Article 15B, Schedule 14 paragraph 2A
Financial Services and Markets Act 2000 (Communications by Actuaries) 2003 S.I. 2003/1294 12 May 2003 Section 342, Section 343, Section 428
Financial Services and Markets Act 2000 (Collective Investment Schemes) (Designated Countries and Territories) 2003 S.I. 2003/1181 29 Apr 2003 Section 270, Section 426, Section 428
Financial Services and Markets Act 2000 (Disclosure of Confidential Information) 2003 S.I. 2003/1092 10 Apr 2003 Section 349, Section 417
Financial Services and Markets Act 2000 (Exemption) 2003 S.I. 2003/47 14 Jan 2003 Section 38, Section 428
Financial Services and Markets Act 2000 (Financial Promotion) (Electronic Commerce Directive) 2002 S.I. 2002/2157 20 Aug 2002 Section 21, Section 238, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2002 S.I. 2002/1776 12 Jul 2002 Section 22, Section 428
Financial Services and Markets Act 2000 (Commencement of Mortgage Regulation) 2002 S.I. 2002/1777 12 Jul 2002 Section 21, Section 22, Section 327, Section 397, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Consequential Amendments) 2002 S.I. 2002/1555 12 Jun 2002 Section 416, Section 426, Section 427
Financial Services and Markets Act 2000 (Consequential Amendments and Transitional Provisions) (Credit Unions) 2002 S.I. 2002/1501 10 Jun 2002 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Taxes) 2002 S.I. 2002/1409 23 May 2002 Section 426

Worked out from the legislation each instrument's preamble cites as the source of its powers. The provisions are read from the preamble's wording, as sections and Schedule paragraphs; "Under" is blank where that wording could not be read. An Act cited for another reason (a consultation it requires, say) can appear.

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