OpenLegislation

Instruments made under Financial Services and Markets Act 2000

2000 c. 8 · 357 instruments

InstrumentCitationMadeUnder
Financial Services and Markets Act 2000 (Financial Promotion and Miscellaneous Amendments) 2002 S.I. 2002/1310 9 May 2002 Section 21, Section 22, Section 38, Section 238, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Administration Orders Relating to Insurers) 2002 S.I. 2002/1242 2 May 2002 Section 355, Section 360, Section 426, Section 428
Financial Services and Markets Act 2000 (Permission and Applications) (Credit Unions etc.) 2002 S.I. 2002/704 14 Mar 2002 Section 426, Section 427, Section 428
Insurers (Winding Up) 2001 S.I. 2001/4040 20 Dec 2001 Section 379
Financial Services and Markets Act 2000 (Financial Promotion) 2001 S.I. 2001/3800 28 Nov 2001 Section 21
Financial Services and Markets Act 2000 (Consequential Amendments) 2001 S.I. 2001/3801 27 Nov 2001 Section 426, Section 427
Financial Services and Markets Act 2000 (Scope of Permission Notices) 2001 S.I. 2001/3771 26 Nov 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) 2001 S.I. 2001/3681 13 Nov 2001 Section 118
Insurers (Winding Up) 2001 S.I. 2001/3635 9 Nov 2001 Section 379
Financial Services and Markets Act 2000 (Misleading Statements and Practices) 2001 S.I. 2001/3645 9 Nov 2001 Section 397
Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Information Requirements and Investigations) 2001 S.I. 2001/3646 9 Nov 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Consequential Amendments and Savings) (Industrial Assurance) 2001 S.I. 2001/3647 9 Nov 2001 Section 339, Section 416, Section 426, Section 427
Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) 2001 S.I. 2001/3649 9 Nov 2001 Section 426, Section 427
Financial Services and Markets Act 2000 (Miscellaneous Provisions) 2001 S.I. 2001/3650 9 Nov 2001 Section 21, Section 235, Section 327, Section 426, Section 427, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Taxes) 2001 S.I. 2001/3629 8 Nov 2001 Section 426, Section 427, Section 428
Financial Services and Markets Tribunal (Legal Assistance) 2001 S.I. 2001/3632 8 Nov 2001 Section 134, Section 135, Section 428
Financial Services and Markets Tribunal (Legal Assistance Scheme—Costs) 2001 S.I. 2001/3633 8 Nov 2001 Section 134, Section 135, Section 428
Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Business Transfers) 2001 S.I. 2001/3639 8 Nov 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Savings, Modifications and Consequential Provisions) (Rehabilitation of Offenders) 2001 S.I. 2001/3640 8 Nov 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Confidential Information) (Bank of England) (Consequential Provisions) 2001 S.I. 2001/3648 8 Nov 2001 Section 426, Section 427
Financial Services and Markets Act 2000 (Exemption) 2001 S.I. 2001/3623 7 Nov 2001 Section 38, Section 428
Financial Services and Markets Act 2000 (Disclosure of Confidential Information) 2001 S.I. 2001/3624 7 Nov 2001 Section 349, Section 417, Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Control of Business Transfers) (Requirements on Applicants) 2001 S.I. 2001/3625 7 Nov 2001 Section 108, Section 417, Section 428, Schedule 12 paragraph 6
Financial Services and Markets Act 2000 (Control of Transfers of Business Done at Lloyd's) 2001 S.I. 2001/3626 7 Nov 2001 Section 323, Section 428
Financial Services and Markets Act 2000 (Transitional Provisions) (Partly Completed Procedures) 2001 S.I. 2001/3592 6 Nov 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Dissolution of the Board of Banking Supervision) (Transitional Provisions) 2001 S.I. 2001/3582 5 Nov 2001 Section 426, Section 427, Section 428
Bankruptcy (Financial Services and Markets Act 2000) 2001 S.I. 2001/3591 5 Nov 2001 Section 372, Section 428
Financial Services and Markets Act 2000 (Law Applicable to Contracts of Insurance) 2001 S.I. 2001/3542 1 Nov 2001 Section 424, Section 417, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2001 S.I. 2001/3544 1 Nov 2001 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Commencement No. 7) 2001 S.I. 2001/3538 31 Oct 2001 Section 431, Section 428
Financial Services and Markets Act 2000 (Commencement No. 6) 2001 S.I. 2001/3436 18 Oct 2001 Section 431
Financial Services and Markets Act 2000 (Disclosure of Confidential Information) 2001 S.I. 2001/3437 18 Oct 2001 Section 349, Section 417
Financial Services and Markets Act 2000 (Official Listing of Securities) 2001 S.I. 2001/3439 18 Oct 2001 Section 75, Section 417, Section 428
Financial Services and Markets Act 2000 (Interim Permissions) 2001 S.I. 2001/3374 10 Oct 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Controllers) (Exemption) 2001 S.I. 2001/3338 4 Oct 2001 Section 192, Section 428
Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Civil Remedies, Discipline, Criminal Offences etc.) 2001 S.I. 2001/3083 11 Sep 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Pre-Commencement Modifications) 2001 S.I. 2001/2966 23 Aug 2001 Section 426, Section 427
Financial Services and Markets Act 2000 (Transitional Provisions, Repeals and Savings) (Financial Services Compensation Scheme) 2001 S.I. 2001/2967 23 Aug 2001 Section 339, Section 416, Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Treatment of Assets of Insurers on Winding Up) 2001 S.I. 2001/2968 23 Aug 2001 Section 378, Section 428
Financial Services and Markets Act 2000 (Official Listing of Securities) (Transitional Provisions) 2001 S.I. 2001/2957 22 Aug 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Offers of Securities) 2001 S.I. 2001/2958 22 Aug 2001 Section 87, Schedule 11 paragraph 8, Schedule 11 paragraph 15, Schedule 11 paragraph 17, Schedule 11 paragraph 21, Schedule 11 paragraph 22, Schedule 11 paragraph 23, Schedule 11 paragraph 25
Financial Services and Markets Act 2000 (Financial Promotion) 2001 S.I. 2001/2633 20 Jul 2001 Section 21, Section 238
Financial Services and Markets Act 2000 (Insolvency) (Definition of Insurer) 2001 S.I. 2001/2634 20 Jul 2001 Section 355, Section 428
Financial Services and Markets Act 2000 (Transitional Provisions) (Authorised Persons etc.) 2001 S.I. 2001/2636 20 Jul 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Civil Remedies, Discipline, Criminal Offences etc.) 2001 S.I. 2001/2657 20 Jul 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Consequential and Transitional Provisions) (Miscellaneous) 2001 S.I. 2001/2659 20 Jul 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Commencement No. 5) 2001 S.I. 2001/2632 19 Jul 2001 Section 431
Financial Services and Markets Act 2000 (Law Applicable to Contracts of Insurance) 2001 S.I. 2001/2635 19 Jul 2001 Section 424, Section 417, Section 428
Financial Services and Markets Act 2000 (Transitional Provisions) (Controllers) 2001 S.I. 2001/2637 19 Jul 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Controllers) (Exemption) 2001 S.I. 2001/2638 19 Jul 2001 Section 192, Section 428
Financial Services and Markets Act 2000 (Own-initiative Power) (Overseas Regulators) 2001 S.I. 2001/2639 19 Jul 2001 Section 47, Section 417, Section 428
Financial Services and Markets Act 2000 (Mutual Societies) 2001 S.I. 2001/2617 18 Jul 2001 Section 334, Section 335, Section 336, Section 337, Section 338, Section 339, Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Communications by Auditors) 2001 S.I. 2001/2587 17 Jul 2001 Section 342, Section 343, Section 428
Financial Services and Markets Act 2000 (Variation of Threshold Conditions) 2001 S.I. 2001/2507 12 Jul 2001 Schedule 6 paragraph 8, Schedule 6 paragraph 9, Section 428
Financial Services and Markets Act 2000 (Appointed Representatives) 2001 S.I. 2001/2508 12 Jul 2001 Section 39, Section 417
Financial Services and Markets Act 2000 (Gaming Contracts) 2001 S.I. 2001/2510 12 Jul 2001 Section 412
Financial Services and Markets Act 2000 (EEA Passport Rights) 2001 S.I. 2001/2511 12 Jul 2001 Schedule 3 paragraph 13, Schedule 3 paragraph 14, Schedule 3 paragraph 17, Schedule 3 paragraph 18, Schedule 3 paragraph 22, Section 417, Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Transitional Provisions) (Reviews of Pensions Business) 2001 S.I. 2001/2512 12 Jul 2001 Section 426, Section 427, Section 428
Financial Services and Markets Tribunal 2001 S.I. 2001/2476 9 Jul 2001 Section 132, Section 137, Schedule 13 paragraph 9
Financial Services and Markets Act 2000 (Meaning of Policy and Policyholder) 2001 S.I. 2001/2361 2 Jul 2001 Section 424, Section 428
Financial Services and Markets Act 2000 (Commencement No. 4) 2001 S.I. 2001/2364 2 Jul 2001 Section 431, Section 428
Financial Services and Markets Act 2000 (Transitional Provisions) (Ombudsman Scheme and Complaints Scheme) 2001 S.I. 2001/2326 27 Jun 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Transitional Provisions) (Designated Date for The Securities and Futures Authority) 2001 S.I. 2001/2255 20 Jun 2001 Section 428, Schedule 21 paragraph 1
Financial Services and Markets Act 2000 (Rights of Action) 2001 S.I. 2001/2256 20 Jun 2001 Section 20, Section 71, Section 150, Section 202, Section 417, Section 428
Financial Services and Markets Act 2000 (Disclosure of Information by Prescribed Persons) 2001 S.I. 2001/1857 10 May 2001 Section 353, Section 417
Financial Services and Markets Act 2000 (Competition Information) (Specification of Enactment etc.) 2001 S.I. 2001/1858 10 May 2001 Section 428, Schedule 19
Financial Services and Markets Act 2000 (Regulations Relating to Money Laundering) 2001 S.I. 2001/1819 9 May 2001 Section 168, Section 402, Section 417
Financial Services and Markets Act 2000 (Commencement No. 3) 2001 S.I. 2001/1820 9 May 2001 Section 431
Financial Services and Markets Act 2000 (Consequential and Transitional Provisions) (Miscellaneous) 2001 S.I. 2001/1821 9 May 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Rules) 2001 S.I. 2001/1534 23 Apr 2001 Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Service of Notices) 2001 S.I. 2001/1420 10 Apr 2001 Section 414, Section 428
Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) 2001 S.I. 2001/995 9 Apr 2001 Section 286, Section 426, Section 427, Section 428
Financial Services and Markets Act 2000 (Commencement No. 2) 2001 S.I. 2001/1282 30 Mar 2001 Section 431
Financial Services and Markets Act 2000 (Dissolution of the Insurance Brokers Registration Council) (Consequential Provisions) 2001 S.I. 2001/1283 30 Mar 2001 Section 416, Section 428
Financial Services and Markets Act 2000 (Appointed Representatives) 2001 S.I. 2001/1217 28 Mar 2001 Section 39, Section 417
Financial Services and Markets Act 2000 (Designated Professional Bodies) 2001 S.I. 2001/1226 27 Mar 2001 Section 326, Section 429
Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) 2001 S.I. 2001/1227 27 Mar 2001 Section 327, Section 429, Section 428
Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) 2001 S.I. 2001/1177 26 Mar 2001 Section 419, Section 428
Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) 2001 S.I. 2001/1060 19 Mar 2001 Section 238
Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) 2001 S.I. 2001/996 15 Mar 2001 Section 118
Financial Services and Markets Act 2000 (Commencement No. 1) 2001 S.I. 2001/516 22 Feb 2001 Section 431
Financial Services and Markets (Transitional Provisions) (Designated Date for Certain Self-Regulating Organisations) 2000 S.I. 2000/1734 4 Jul 2000 Section 428, Schedule 21 paragraph 1, Schedule 21 paragraph 2
Open-Ended Investment Companies 2005 Draft 2005, ISBN 0110722337 — Section 262
Financial Services and Markets Act 2000 (Exemption) 2006 Draft 2006, ISBN 0110755537 — Section 38, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2013 Draft 2013, ISBN 9780111100493 — Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Consumer Credit) (Designated Activities) 2014 Draft 2014, ISBN 9780111108352 — Section 23, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2014 Draft 2014, ISBN 9780111108376 — Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) 2014 Draft 2014, ISBN 9780111117101 — Section 142D, Section 142E, Section 142F
Financial Services and Markets Act 2000 (Ring-fenced Bodies and Core Activities) 2014 Draft 2014, ISBN 9780111117118 — Section 142A, Section 142B, Section 142F, Section 428
Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) 2014 Draft 2014, ISBN 9780111123485 — Section 419, Section 428
Electronic Commerce Directive (Financial Services and Markets) 2015 Draft 2015, ISBN 9780111125939 — Section 22, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Regulated Activities) 2015 Draft 2015, ISBN 9780111127629 — Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Banking Reform) (Pensions) 2015 Draft 2015, ISBN 9780111127667 — Section 142W, Section 428
Mortgage Credit Directive 2015 Draft 2015, ISBN 9780111127742 — Section 21, Section 22, Section 38, Section 409, Section 428
Financial Services and Markets Act 2000 (Miscellaneous Provisions) 2015 Draft 2015, ISBN 9780111127827 — Section 21, Section 22, Section 55C
Financial Services and Markets Act 2000 (Regulated Activities) 2015 Draft 2015, ISBN 9780111128237 — Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Miscellaneous Provisions) 2015 Draft 2015, ISBN 9780111128695 — Section 21, Section 22, Section 55C
Mortgage Credit Directive 2015 Draft 2015, ISBN 9780111130810 — Section 21, Section 22, Section 38, Section 409, Section 428
Financial Services and Markets Act 2000 (Relevant Authorised Persons) 2015 Draft 2015, ISBN 9780111138168 — Section 71A, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2015 Draft 2015, ISBN 9780111138373 — Section 22

Worked out from the legislation each instrument's preamble cites as the source of its powers. The provisions are read from the preamble's wording, as sections and Schedule paragraphs; "Under" is blank where that wording could not be read. An Act cited for another reason (a consultation it requires, say) can appear.

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