OpenLegislation

Instruments made under Financial Services and Markets Act 2000

2000 c. 8 · 357 instruments

InstrumentCitationMadeUnder
Financial Services and Markets Act 2000 (Misconduct and Appropriate Regulator) 2015 Draft 2015, ISBN 9780111139868 — Section 204A, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2016 Draft 2016, ISBN 9780111143254 — Section 21, Section 22, Section 38, Section 39, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Regulated Activities) 2016 Draft 2016, ISBN 9780111143971 — Section 21, Section 22, Section 38, Section 39, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) 2016 Draft 2016, ISBN 9780111148822 — Section 142B, Section 142D, Section 142E, Section 142F, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2017 Draft 2017, ISBN 9780111154168 — Section 21, Section 22, Section 137D, Section 419, Section 428, Schedule 2 paragraph 25
Banking Act 2009 (Service Providers to Payment Systems) 2017 Draft 2017, ISBN 9780111159187 — Section 142D, Section 142E
Risk Transformation 2017 Draft 2017, ISBN 9780111160596 — Section 22, Section 22A, Section 55C, Section 284A, Section 426, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) 2018 Draft 2018, ISBN 9780111163832 — Section 419, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2018 Draft 2018, ISBN 9780111169292 — Section 22, Section 419, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Ring-fenced Bodies and Core Activities) 2018 Draft 2018, ISBN 9780111170670 — Section 142B
Financial Services and Markets Act 2000 (Claims Management Activity) 2018 Draft 2018, ISBN 9780111172964 — Section 21, Section 22, Section 419A, Section 419B, Section 428, Schedule 2 paragraph 25
Investment Exchanges, Clearing Houses and Central Securities Depositories 2019 Draft 2019, ISBN 9780111178683 — Section 286
Public Record, Disclosure of Information and Co-operation (Financial Services) 2019 Draft 2019, ISBN 9780111178942 — Section 349
Financial Services (Miscellaneous) 2019 Draft 2019, ISBN 9780111188576 — Section 349
Civil Liability (Information Requirements) and Risk Transformation 2020 Draft 2020, ISBN 9780111192825 — Section 284A, Section 428
Open-Ended Investment Companies 2008 Draft 2008, ISBN 9780111470701 — Section 262, Section 428
Open-Ended Investment Companies 2009 Draft 2009, ISBN 9780111471449 — Section 262, Section 428
Financial Services and Markets Act 2000 (Liability of Issuers) 2010 Draft 2010, ISBN 9780111495537 — Section 90B
Financial Services and Markets Act 2000 (Contribution to Costs of Special Resolution Regime) 2010 Draft 2010, ISBN 9780111499924 — Section 214B, Section 214D, Section 428
Undertakings for Collective Investment in Transferable Securities 2011 Draft 2011, ISBN 9780111512265 — —
Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) 2011 Draft 2011, ISBN 9780111513088 — Section 419, Section 428
Financial Services and Markets Act 2000 (Exemption) 2011 Draft 2011, ISBN 9780111515037 — Section 38, Section 428
Open-Ended Investment Companies 2011 Draft 2011, ISBN 9780111517239 — Section 262, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2012 Draft 2012, ISBN 9780111525654 — Section 22, Section 426, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (PRA-regulated Activities) 2013 Draft 2013, ISBN 9780111533642 — Section 22A, Section 428
Financial Services and Markets Act 2000 (Financial Services Compensation Scheme) 2013 Draft 2013, ISBN 9780111533659 — Section 213, Section 428
Financial Services and Markets Act 2000 (Threshold Conditions) 2013 Draft 2013, ISBN 9780111533802 — Section 55C, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2013 Draft 2013, ISBN 9780111533826 — Section 22, Section 428, Schedule 2 paragraph 25
Alternative Investment Fund Managers 2013 Draft 2013, ISBN 9780111540206 — —
Bearer Certificates (Collective Investment Schemes) 2020 Draft 2020, ISBN 9780348212471 — Section 262
Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) 2020 Draft 2020, ISBN 9780348213621 — Section 349
Financial Services and Markets Act 2000 (Regulated Activities) 2020 Draft 2020, ISBN 9780348215892 — Section 21, Section 22, Section 39, Section 235, Section 417, Section 426, Section 427, Section 428, Schedule 2 paragraph 25
Recognised Auction Platforms (Amendment and Miscellaneous Provisions) 2021 Draft 2021, ISBN 9780348220032 — Section 21, Section 22, Section 39, Section 286, Section 349, Section 428
Recognised Auction Platforms (Amendment and Miscellaneous Provisions) 2021 Draft 2021, ISBN 9780348220940 — Section 21, Section 22, Section 39, Section 286, Section 349, Section 428
Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) 2021 Draft 2021, ISBN 9780348228489 — Section 22A, Section 144F, Section 428
Financial Services and Markets Act 2000 (Financial Promotion) 2023 Draft 2023, ISBN 9780348246490 — Section 21, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Commodity Derivatives and Emission Allowances) 2023 Draft 2023, ISBN 9780348246803 — Section 22, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Financial Promotion) 2023 Draft 2023, ISBN 9780348253245 — Section 21, Section 55NB, Section 238, Section 426, Section 428
Public Offers and Admissions to Trading 2023 Draft 2023, ISBN 9780348254235 — Section 21, Section 22, Section 71K, Section 71L, Section 71M, Section 71N, Section 71O, Section 71P, Section 71Q, Section 71R, Section 138EA, Section 428, Schedule 2 paragraph 25
Securitisation 2023 Draft 2023, ISBN 9780348254242 — Section 3RE, Section 71K, Section 71M, Section 71N, Section 71O, Section 71P, Section 71Q, Section 138EA, Section 428
Financial Services Act 2021 (Overseas Funds Regime and Recognition of Parts of Schemes) (Amendment and Modification) 2024 Draft 2024, ISBN 9780348254501 — Section 271S, Section 282C
Financial Services and Markets Act 2000 (Regulated Activities) 2024 Draft 2024, ISBN 9780348255584 — Section 22, Section 428
Financial Services and Markets Act 2000 (Disapplication or Modification of Financial Regulator Rules in Individual Cases) 2024 Draft 2024, ISBN 9780348257991 — Section 138BA, Section 428
Securitisation 2024 Draft 2024, ISBN 9780348260670 — Section 71R, Section 428
Financial Services and Markets Act 2000 (Ombudsman Scheme) (Fees) 2024 Draft 2024, ISBN 9780348261653 — Schedule 17 paragraph 15
Insurance and Reinsurance Undertakings (Prudential Requirements) (Amendment and Miscellaneous Provisions) 2024 Draft 2024, ISBN 9780348261707 — Section 349, Section 428
Insurance and Reinsurance Undertakings (Prudential Requirements) (Amendment and Miscellaneous Provisions) 2024 Draft 2024, ISBN 9780348263190 — Section 349, Section 428
Consumer Composite Investments (Designated Activities) 2024 Draft 2024, ISBN 9780348264227 — Section 71K, Section 71M, Section 71N, Section 71O, Section 71P, Section 71Q, Section 71R, Section 428
Insurance Distribution (Regulated Activities and Miscellaneous Amendments) 2024 Draft 2024, ISBN 9780348264746 — Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) 2024 Draft 2024, ISBN 9780348265453 — Section 142A, Section 142B, Section 142D, Section 142E, Section 142F, Section 428
Financial Services and Markets Act 2000 (Designated Activities) (Supervision and Enforcement) 2024 Draft 2024, ISBN 9780348265460 — Section 71M, Section 71O, Section 71Q, Section 71R, Section 428
Short Selling 2024 Draft 2024, ISBN 9780348265538 — Section 71K, Section 71M, Section 71N, Section 71O, Section 71Q, Section 71R, Section 428
Financial Services and Markets Act 2000 (Regulated Activities etc.) 2025 Draft 2025, ISBN 9780348272055 — Section 21, Section 22, Section 428, Schedule 2 paragraph 25
Markets in Financial Instruments 2025 Draft 2025, ISBN 9780348273557 — Section 21, Section 22, Section 286, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Regulated Activities) (ESG Ratings) 2025 Draft 2025, ISBN 9780348275995 — Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Cryptoassets) 2025 Draft 2025, ISBN 9780348277586 — Section 21, Section 22, Section 71K, Section 71L, Section 71M, Section 71N, Section 71O, Section 71P, Section 71Q, Section 71R, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Cryptoassets) 2026 Draft 2026, ISBN 9780348287233 — Section 21, Section 22, Section 71K, Section 71M, Section 428, Schedule 2 paragraph 25

Worked out from the legislation each instrument's preamble cites as the source of its powers. The provisions are read from the preamble's wording, as sections and Schedule paragraphs; "Under" is blank where that wording could not be read. An Act cited for another reason (a consultation it requires, say) can appear.

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