Part 9C Prudential regulation of FCA investment firmsF1
- Interpretation
- Rules
- Requirement to have UK parent undertaking
- Imposition of requirements on non-authorised parent undertakings
- Control of managers etc of non-authorised parent undertakings
- Disciplinary measures for non-authorised parent undertakings
Annotations
Textual amendments
- F1
Pt. 9C inserted (1.7.2021) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 2 para. 1; S.I. 2021/671, reg. 4(b)