OpenLegislation

Approval Approval

United Kingdom

  1. 59Approval for particular arrangements.
  2. 59ZASenior management functions
  3. 59ZBDesignated senior management functions
  4. 59ASpecifying functions as controlled functions: supplementary
  5. 59ABSpecifying functions as controlled functions: transitional provision
  6. 59BRole of FCA in relation to PRA decisions
  7. 60Applications for approval.
  8. 60AVetting of candidates by ... authorised persons
  9. 61Determination of applications.
  10. 62Applications for approval: procedure and right to refer to Tribunal.
  11. 62AChanges in responsibilities of senior managers
  12. 63Withdrawal of approval.
  13. 63ZAVariation of senior manager's approval at request of ... authorised person
  14. 63ZBVariation of senior manager's approval on initiative of regulator
  15. 63ZCExercise of power under section 63ZB: procedure
  16. 63ZDStatement of policy relating to conditional approval and variation
  17. 63ZEStatement of policy: procedure

Notes on Part V

Modifications

C1

Pt. 5 modified (1.12.2001) by S.I. 2001/3592, arts. 1(2), 114(3)(a), 128(3)(a) (with art. 23(2))

C2

Pt. 5 modified (7.11.2018) by The EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018 (S.I. 2018/1149), regs. 1(2), 23 (with regs. 4, 22, 26(1)(2)) (as amended (31.1.2020 immediately before exit day) by The Financial Services (Consequential Amendments) Regulations 2020 (S.I. 2020/56), regs. 1, 6(2))

C3

Pt. 5 modified by S.I. 2018/1149, reg. 69 (as inserted (1.3.2019) by The Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019 (S.I. 2019/405), regs. 1(2), 4)