OpenLegislation

Part I Defined terms

United Kingdom

Changes not yet applied. Later legislation changes this provision in ways not yet written into the text below:

  1. The single market directives
  2. The banking co-ordination directives
  3. The Solvency 2 Directive
  4. The reinsurance directive
  5. The investment services directive
  6. The insurance distribution directive
  7. The UCITS directive
  8. The markets in financial instruments directive
  9. The alternative investment fund managers directive
  10. The mortgages directive
  11. EEA firm
  12. EEA authorisation
  13. EEA right
  14. EEA State
  15. Home state regulator
  16. UK firm
  17. UK investment firm
  18. Host state regulator
  19. Tied agent
  20. Management company
  21. UCITS
  22. EEAAIFM

Notes on Schedule 3

Modifications

C1

Sch. 3 extended (with modifications) (1.12.2001) by S.I. 2001/2636, arts. 1(2)(b), 25-27; S.I. 2001/3538, art. 2(1)

Sch. 3 extended (with modifications) (Gibraltar) (5.10.2001 for specified purposes, 1.12.2001 in so far as not already in force) by S.I. 2001/3084, arts. 1(1), 2-4 (as amended (16.6.2014) by The Alternative Investment Fund Managers Order 2014 (S.I. 2014/1292), arts. 1(2), 3 (which amending S.I. is itself amended by S.I. 2014/1313, arts. 1, 2(a)); and as amended (31.12.2020) by S.I. 2019/589, regs. 1(3), 5-9 (with reg. 12) (as amended by S.I. 2020/1274, regs. 1, 2)); S.I. 2001/3538, art. 2(1)

Sch. 3 modified (1.12.2001) by S.I. 2001/3592, arts. 1(2), 114(3)(b), 128(3)(b) (with art. 23(2))