Part III Exercise of Passport Rights by UK FirmsF1
United Kingdom Repealed
- Meaning of “the appropriate UK regulator”
- Establishment
- Services
- Tied agents
- Notice of intention to market an Alternative Investment FundAIF
- Offence relating to exercise of passport rights
- Continuing regulation of United KingdomUK firms
- Arrangements between FCA and PRA
- Information to be included in the public record
- Full-scope United KingdomUKAlternative Investment Fund ManagersAIFMs: notification of breach by host state regulator
Annotations
Textual amendments
- F1
Sch. 3 Pt. 3 omitted (31.12.2020) by virtue of The EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018 (S.I. 2018/1149), regs. 1(3), 2(5)(b) (with reg. 4); 2020 c. 1, Sch. 5 para. 1(1)
Notes on Schedule 3
Modifications
- C1
Sch. 3 extended (with modifications) (1.12.2001) by S.I. 2001/2636, arts. 1(2)(b), 25-27; S.I. 2001/3538, art. 2(1)
Sch. 3 extended (with modifications) (Gibraltar) (5.10.2001 for specified purposes, 1.12.2001 in so far as not already in force) by S.I. 2001/3084, arts. 1(1), 2-4 (as amended (16.6.2014) by The Alternative Investment Fund Managers Order 2014 (S.I. 2014/1292), arts. 1(2), 3 (which amending S.I. is itself amended by S.I. 2014/1313, arts. 1, 2(a)); and as amended (31.12.2020) by S.I. 2019/589, regs. 1(3), 5-9 (with reg. 12) (as amended by S.I. 2020/1274, regs. 1, 2)); S.I. 2001/3538, art. 2(1)
Sch. 3 modified (1.12.2001) by S.I. 2001/3592, arts. 1(2), 114(3)(b), 128(3)(b) (with art. 23(2))