Regulation 40 Withdrawn complaintsI1
England and Wales
If the Chief Executive receives from a complainant notification in writing signed by the complainant or by a solicitor or other authorised agent on the complainant’s behalf to the effect either—
that the complainant withdraws the complaint; or
that the complainant does not wish any further steps to be taken in consequence of the complaint,
the Chief Executive must as soon as possible record the withdrawal or the fact that the complainant does not wish any further steps to be taken, as the case may be, and, subject to the following provisions of this regulation, these Regulations cease to apply in respect of that complaint.
Where a complainant gives such notification as is mentioned in paragraph (1) to the F1Director General but, so far as is apparent to the Director General, has not sent that notification to the Chief Executive—
the Director General must send a copy of the notification to the Chief Executive;
the Chief Executive must record the withdrawal or the fact that the complainant does not wish any further steps to be taken, as the case may be; and
subject to the following provisions of this regulation, these Regulations cease to apply in respect of that complaint.
Where a complainant gives such notification as is mentioned in paragraph (1) to the Chief Executive, or where the Chief Executive receives a copy of a notification under paragraph (2), and it relates to a complaint—
which was referred to the Director General under regulation 21 and which has not been referred back to the Chief Executive under regulation 22; or
which the Chief Executive knows is currently the subject of an appeal to the Director General under regulation 20(3), 25(6), 27(1), 66(9) or 73(2),
the Chief Executive must notify the Director General that the Chief Executive has recorded the withdrawal of the complaint or the fact that the complainant does not wish any further steps to be taken, as the case may be.
In a case falling within paragraph (3)(a), the Director General must determine whether it is in the public interest for the complaint to be treated as a recordable conduct matter, and must notify the Chief Executive of F2the Director General’s decision.
In a case falling within paragraph (3)(b), the Chief Executive must—
determine whether it is in the public interest for the complaint to be treated as a recordable conduct matter; and
notify the Director General of the Chief Executive’s determination and the reasons for that determination.
Where a determination is made that a complaint is to be treated as a recordable conduct matter, the provisions of these Regulations continue to apply to that matter.
Where a complainant gives such notification as is mentioned in paragraph (1) to the Chief Executive, or where the Chief Executive receives a copy of a notification under paragraph (2), and it relates to a complaint which does not fall within paragraph (3), the Chief Executive must determine whether it is in the public interest for the complaint to be treated as a recordable conduct matter and—
if the complaint is to be treated as a recordable conduct matter, the provisions of these Regulations apply to that matter;
if the complaint is not to be treated as a recordable conduct matter, the provisions of these Regulations cease to apply in respect of that complaint.
In a case where—
a complaint has been subjected to an investigation by the Chief Executive on the Chief Executive’s own behalf;
the complaint is currently subject to an appeal to the Director General under regulation 73; and
the Chief Executive has notified the Director General under paragraph (5)(b) that the Chief Executive has determined that the complaint is not to be treated as a recordable conduct matter,
the Director General must consider whether it is in the public interest for that determination to be reversed, and if so F3the Director General must direct the Chief Executive to reverse the decision.
Where a complainant indicates a wish to withdraw the complaint or the wish that no further steps are to be taken in consequence of the complaint, but the complainant fails to provide a notification to that effect in accordance with paragraph (1)—
in the case of an indication received by the Chief Executive, the Chief Executive must take the steps set out in paragraph (10);
in the case of an indication received by the Director General, the Director General must refer the matter to the Chief Executive who must take the steps set out in paragraph (10).
Those steps are—
the Chief Executive must write to the complainant to ascertain whether the complainant wishes to withdraw the complaint or does not wish any further steps to be taken in consequence of the complaint;
if the complainant indicates the wish to withdraw the complaint or indicates the wish for no further steps be taken in consequence of the complaint, or if the complainant fails to reply within a period of 28 days commencing on the day after the date of the written communication under sub-paragraph (a), the Chief Executive must treat the indication as though it had been received in writing signed by the complainant;
if the complainant indicates the wish not to withdraw the complaint, or the wish for further steps to be taken in consequence of the complaint, the Chief Executive must start or resume the investigation as the case may be.
Subject to paragraph (12), the Chief Executive must notify the person complained against if—
the Chief Executive records the withdrawal of a complaint or the fact that the complainant does not wish any further steps to be taken;
the Chief Executive determines that a complaint is to be treated as a recordable conduct matter;
the Director General determines that a complaint is to be treated as a recordable conduct matter;
the Director General directs the Chief Executive to reverse a decision not to treat a complaint as a recordable conduct matter;
the provisions of these Regulations cease to apply in respect of a complaint.
Nothing in paragraph (11) requires the Chief Executive to make a notification if the Chief Executive has previously decided under regulation 19 (copies of complaints etc.) not to supply to the person complained against a copy of the complaint.
Annotations
Textual amendments
- F1
Words in Regulations substituted (8.1.2018) by The Independent Office for Police Conduct (Transitional and Consequential) Regulations 2017 (S.I. 2017/1250), regs. 1, 36(2)(a) (with regs. 36(4), 37)
- F2
Words in Regulations substituted (8.1.2018) by The Independent Office for Police Conduct (Transitional and Consequential) Regulations 2017 (S.I. 2017/1250), regs. 1, 36(2)(d) (with regs. 36(4), 37)
- F3
Words in Regulations substituted (8.1.2018) by The Independent Office for Police Conduct (Transitional and Consequential) Regulations 2017 (S.I. 2017/1250), regs. 1, 36(2)(c) (with reg. 37)
Commencement
- I1
Reg. 40 in force at 30.4.2017, see reg. 1