Regulation 11 Ongoing participant obligations: the provision of informationI1

England, Wales and Scotland

(1)

A participant must provide to the Authority on request any information which the participant holds and which the Authority requires in order to discharge its functions under these Regulations.

(2)

A participant must retain a copy of—

(a)

any information relied on when making any application for registration or, if the participant did not make that application, given to the participant by the person who made the application, and

(b)

any other evidence which verifies that the participant is continuing to comply with the ongoing participant obligations.

(3)

Information requested under paragraph (1) must be provided within such time as the Authority specifies.

Annotations

Commencement

I1: Reg. 11 in force at 30.11.2021, see reg. 1(1)