Schedule 5 Fixed Penalty Offences
England and Wales
| Provision creating offence | General nature of offence | Monetary amount of penalty |
|---|---|---|
| Regulation 25 of the Care Quality Commission (Registration) Regulations 2009 M1 | Contravention of, or failure to comply with, any of the provisions of regulations 12 and 14 to 20 of the Care Quality Commission (Registration) Regulations 2009 | £1,250 in the case of an offence committed by a service provider; £625 in the case of an offence committed by a registered manager |
| Regulation 22(1)(a) or (2) of these Regulations | Contravention of, or failure to comply with, requirements in regulations 11, 12, 13(1) to (4) and 14 | £4,000 in the case of an offence committed by a service provider; £2,000 in the case of an offence committed by a registered manager |
| Regulation 22(1)(b) or (c) of these Regulations | Contravention of, or failure to comply with, requirements in regulations 16(3) and 17(3) | £300 |
| F1Regulation 22(1)(d) of these Regulations | Contravention of, or failure to comply with, requirements in regulation 20(2)(a) and (3) | £1,250 |
| F2Regulation 22(1)(e) of these Regulations | Contravention of, or failure to comply with, requirements in regulation 20A | £100 |
| Section 10(1) of the Act | Carrying on a regulated activity without being registered | £4,000 |
| Section 33 of the Act | Failure to comply with conditions | £4,000 in the case of an offence committed by a service provider; £2,000 in the case of an offence committed by a registered manager |
| Section 34(1) of the Act | Carrying on a regulated activity whilst registration is suspended | £4,000 |
| Section 34(2), (3) or (4) of the Act | Managing a regulated activity whilst registration is cancelled or suspended | £2,000 |
| Section 63(7) of the Act | Obstructing entry and inspection | £300 |
| Section 64(4) of the Act | Failure to provide documents and information | £300 |
| Section 65(4) of the Act | Failure to provide an explanation | £300 |
Annotations
Textual amendments
- F1
Words in Sch. 5 Table substituted (1.4.2015) by The Health and Social Care Act 2008 (Regulated Activities) (Amendment) Regulations 2015 (S.I. 2015/64), regs. 1, 17(2)
- F2
Words in Sch. 5 Table inserted (1.4.2015) by The Health and Social Care Act 2008 (Regulated Activities) (Amendment) Regulations 2015 (S.I. 2015/64), regs. 1, 17(3)
Marginal citations
- M1
S.I. 2009/3112, as amended by S.I. 2010/49, 2012/921, 2012/1641 and 2013/235.