Regulation 27 Referral to TribunalI1
United Kingdom
If the FCA decides to—
(b)
impose a penalty under regulation 17 (financial penalties);
(c)
impose a restriction on a permission under regulation 18 (restriction on permission to carry on regulated activities); or
(d)
impose a suspension or restriction on an approval under regulation 19 (suspension of and restriction on approval to carry on functions),
the person concerned may refer the matter to the Tribunal.
Annotations
Commencement
- I1
Reg. 27 in force at 12.12.2014, see reg. 1