OpenLegislation

Regulation 27 Referral to TribunalI1

United Kingdom

If the FCA decides to—

(a)

publish a statement under regulation 15 (public censure) or 16 (statement of misconduct);

(b)

impose a penalty under regulation 17 (financial penalties);

(c)

impose a restriction on a permission under regulation 18 (restriction on permission to carry on regulated activities); or

(d)

impose a suspension or restriction on an approval under regulation 19 (suspension of and restriction on approval to carry on functions),

the person concerned may refer the matter to the Tribunal.

Annotations

Commencement

I1

Reg. 27 in force at 12.12.2014, see reg. 1