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Paragraph 2 Compliance noticeI1

United Kingdom

(1)

This paragraph applies where the regulator is satisfied on the balance of probabilities that a person has committed an offence under Part 2 of this Order.

(2)

The regulator may by notice (“a compliance notice”) impose on that person a requirement to take such steps as the regulator may specify, within such period as it may specify, to secure that the offence does not continue or recur.

(3)

A compliance notice may not be imposed on more than one occasion in relation to the same act or omission.

Annotations

Commencement

I1

Sch. 3 para. 2 in force at 1.12.2019, see art. 1(1)