Paragraph 37 Publication of enforcement actionI1
United Kingdom
(1)
The regulator must publish annually—
(a)
the cases in which civil sanctions have been imposed;
(b)
where the civil sanction is a compliance notice, a restoration notice or variable monetary penalty, the cases in which a third party undertaking has been accepted;
(c)
the cases in which an enforcement undertaking has been accepted.
(2)
In sub-paragraph (1)(a), the reference to cases in which civil sanctions have been imposed does not include cases where a sanction has been imposed but overturned on appeal.
(3)
This paragraph does not apply in cases where the regulator considers that publication would be inappropriate.
Annotations
Commencement
- I1
Sch. 3 para. 37 in force at 1.12.2019, see art. 1(1)