OpenLegislation

Rule 12 Further notificationI1

England and Wales

As soon as reasonably practicable after filing the application, the applicant must notify—

(a)

any enforcement officer or other officer whom the applicant knows to be charged with effecting an execution or other legal process against the investment bank or its property;

(b)

any person whom the applicant knows to have distrained against the investment bank or its property; F1...

F2(c)

the FCA (if not the applicant); and

(d)

if the application relates to a PRA-authorised person, the PRA (if not the applicant).

Annotations

Textual amendments

F1

Word in art. 12(b) omitted (1.4.2013) by virtue of The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 210(e)(i) (with Sch. 2 para. 211)

F2

Art. 12(c)(d) substituted for art. 12(c) (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 210(e)(ii) (with Sch. 2 para. 211)

Commencement

I1

Rule 12 in force at 30.6.2011, see rule 2