Paragraph 1 Prescribed personsI1
Northern Ireland
For the purposes of regulation 111(2) (prescribed persons to whom information may be provided) the persons are –
a person who is or has been an authorised person within the meaning of the Financial Services and Markets Act 2000f1 (“the 2000 Act”) (“an authorised person”);
an appointed representative within the meaning of section 39 of the 2000 Act (“an appointed representative”);
a recognised self-regulating organisation within the meaning of the 2000 Act;
a designated professional body within the meaning of the 2000 Act;
the Financial Services Authority having the functions conferred on it by or under the 2000 Act;
the Investors Compensation Scheme Limited;
a professional indemnity insurer of an authorised person or an appointed representative;
the Chartered Accountants Compensation Scheme Limited;
the Solicitors Indemnity Fund Limited;
a person or body arbitrating or adjudicating in, or investigating or considering, a complaint brought by such an individual as is mentioned in Article 164 of the Pensions Order against an authorised person or an appointed representative;
A person or body appointed to act on behalf of any of the above.
Annotations
Commencement
- I1
Sch. 5 para. 1 in operation at 1.2.2003, see reg. 1
Footnotes
- f1