OpenLegislation

The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (revoked)

S.I. 2018/1403 · Made 19 December 2018 · Extends to United Kingdom

Up to date with all changes known to legislation.gov.uk, revised to 29 August 2023.

Exiting The European Union

Financial Services

Made 19th December 2018

Coming into force in accordance with regulation 1(2) and (3)

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Annotations to the whole text

Textual amendments

F1

Regulations revoked (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/779, reg. 3(b), Sch.

Contents

  1. Part 1: General Repealed
  2. 1Citation and commencement Repealed
  3. Part 2: Amendment of secondary legislation: European Communities Act 1972 Repealed
  4. 2The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 Repealed
  5. 3The Data Reporting Services Regulations 2017 Repealed
  6. Part 3: Amendment of secondary legislation: European Union (Withdrawal) Act 2018 Repealed
  7. Chapter 1: The Regulated Activities Order Repealed
  8. 4Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 Repealed
  9. Chapter 2: The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 Repealed
  10. 5The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 Repealed
  11. 6Introductory provisions Repealed
  12. 7Interpretation Repealed
  13. 8Exempt and third country investment firms Repealed
  14. 9Algorithmic trading Repealed
  15. 10Direct electronic access Repealed
  16. 11Acting as a general clearing member Repealed
  17. 12Synchronisation of business clocks Repealed
  18. 13Interpretation of Part 4 Repealed
  19. 14Removal of persons from the management board Repealed
  20. 15Miscellaneous FCA functions Repealed
  21. 16Administration and Enforcement of Parts 3, 4 and 5 Repealed
  22. Chapter 3: The Data Reporting Services Regulations 2017 Repealed
  23. 17The Data Reporting Services Regulations 2017 Repealed
  24. 18Introductory provisions Repealed
  25. 19Authorisation of data reporting services Repealed
  26. 20Temporary authorisation Repealed
  27. 21Operating requirements Repealed
  28. 22Administration and enforcement Repealed
  29. 23Miscellaneous Repealed
  30. Part 4: Amendment of EU Regulations Repealed
  31. Chapter 1: Amendment of Markets in Financial Instruments Regulation Repealed
  32. 24Markets in Financial Instruments Regulation Repealed
  33. 25Subject matter and scope Repealed
  34. 26Definitions Repealed
  35. 27Transparency for trading venues Repealed
  36. 28Transparency for systematic internalisers and investment firms trading OTC Repealed
  37. 29Transaction reporting Repealed
  38. 30Derivatives Repealed
  39. 31Non-discriminatory clearing access for financial instruments Repealed
  40. 32Supervisory measures on product intervention and positions Repealed
  41. 33Provision of services and performance of activities by third-country firms following an equivalence decision Repealed
  42. 34Delegated and implementing acts Repealed
  43. 35Final provisions Repealed
  44. 36Professional clients Repealed
  45. 37Transfer of Functions Repealed
  46. Chapter 2: Commission Delegated Regulation 2017/565 Repealed
  47. 38Commission Regulation 2017/565 Repealed
  48. 39Application, scope and definitions Repealed
  49. 40Systematic internalisers Repealed
  50. 41Algorithmic trading and electronic access Repealed
  51. 42Organisation requirements Repealed
  52. 43Conflicts of interest Repealed
  53. 44Investment research and marketing Repealed
  54. 45Underwriting and placing Repealed
  55. 46Information to clients Repealed
  56. 47Investment Advice Repealed
  57. 48Best execution Repealed
  58. 49Eligible counterparties Repealed
  59. 50Record-keeping Repealed
  60. 51SME growth market Repealed
  61. 52Operating obligations for trading venues Repealed
  62. 53Position reporting in commodity derivatives Repealed
  63. 54Data provision obligations for data reporting service providers Repealed
  64. 55Final provisions Repealed
  65. 56Annexes Repealed
  66. Chapter 3: Commission Delegated Regulation 2017/567 Repealed
  67. 57Commission Delegated Regulation 2017/567 Repealed
  68. 58Interpretation Repealed
  69. 59Determining liquid markets for equity instruments Repealed
  70. 60Data publication obligations for systematic internalisers Repealed
  71. 61Supervisory measures on product intervention and position management Repealed
  72. Signature
  73. Explanatory note

1Citation and commencementF1

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2The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017F1

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3The Data Reporting Services Regulations 2017F1

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4Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001F1

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5The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017F1

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6Introductory provisionsF1

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7InterpretationF1

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8Exempt and third country investment firmsF1

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9Algorithmic tradingF1

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10Direct electronic accessF1

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11Acting as a general clearing memberF1

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12Synchronisation of business clocksF1

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13Interpretation of Part 4F1

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14Removal of persons from the management boardF1

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15Miscellaneous FCA functionsF1

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16Administration and Enforcement of Parts 3, 4 and 5F1

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17The Data Reporting Services Regulations 2017F1

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18Introductory provisionsF1

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19Authorisation of data reporting servicesF1

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20Temporary authorisationF1

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21Operating requirementsF1

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22Administration and enforcementF1

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23MiscellaneousF1

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24Markets in Financial Instruments RegulationF1

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25Subject matter and scopeF1

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26DefinitionsF1

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27Transparency for trading venuesF1

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28Transparency for systematic internalisers and investment firms trading OTCF1

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29Transaction reportingF1

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30DerivativesF1

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31Non-discriminatory clearing access for financial instrumentsF1

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32Supervisory measures on product intervention and positionsF1

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33Provision of services and performance of activities by third-country firms following an equivalence decisionF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

34Delegated and implementing actsF1

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35Final provisionsF1

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36Professional clientsF1

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37Transfer of FunctionsF1

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38Commission Regulation 2017/565F1

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39Application, scope and definitionsF1

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40Systematic internalisersF1

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41Algorithmic trading and electronic accessF1

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42Organisation requirementsF1

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43Conflicts of interestF1

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44Investment research and marketingF1

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45Underwriting and placingF1

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46Information to clientsF1

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47Investment AdviceF1

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48Best executionF1

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49Eligible counterpartiesF1

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50Record-keepingF1

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51SME growth marketF1

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52Operating obligations for trading venuesF1

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53Position reporting in commodity derivativesF1

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54Data provision obligations for data reporting service providersF1

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55Final provisionsF1

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56AnnexesF1

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57Commission Delegated Regulation 2017/567F1

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58InterpretationF1

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59Determining liquid markets for equity instrumentsF1

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60Data publication obligations for systematic internalisersF1

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61Supervisory measures on product intervention and position managementF1

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Signature

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Explanatory note

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .