Regulation 2 Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) Regulations 2001

(1)

The Schedule to the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) Regulations 2001^f1 is amended as follows.

(2)

Omit paragraph 4C (publication of data regarding execution of transactions).

(3)

In paragraph 9A(2)(a)(i) (operation of a multilateral trading facility or an organised trading facility), for “IP completion day” substitute “1st December 2021”.

(4)

In paragraph 9F (specific requirements for organised trading facilities: execution of orders)—

(a)

omit sub-paragraph (6)(c) and (d);

(b)

in sub-paragraph (9), for “IP completion day” substitute “1st December 2021”;

Annotations

Footnotes

f1: S.I. 2001/995, as amended by S.I. 2006/3386, 2017/701, 2017/1064 and 2019/662. There are other amendments that are not relevant.