OpenLegislation

The Central Securities Depositories Regulations 2017

S.I. 2017/1064 · Made 6 November 2017 · Extends to United Kingdom

Not fully up to date. 1 change made by later legislation has not yet been written into this text, which is revised to 27 February 2025.

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ProvisionChangeMade by
RegulationsrevokedFinancial Services and Markets Act 2023 Sch. 1 Pt. 2

Financial Services And Markets

Made 6th November 2017

Laid before Parliament 7th November 2017

Coming into force 28th November 2017

M1M2The Treasury are designated for the purposes of section 2(2) of the European Communities Act 1972 in relation to financial services.

The Treasury make the following Regulations in exercise of the powers conferred by section 2(2) of the European Communities Act 1972 and by sections 286 and 428(3) of the Financial Services and Markets Act 2000 M3.C1

Annotations to the whole text

Marginal citations

M1

S.I. 2012/1759.

M2

1972 c.68; section 2(2) was amended by section 27 of the Legislative and Regulatory Reform Act 2006 (c.51) and by section 3 of, and the Schedule to, the European Union (Amendment) Act 2008 (c.7).

M3

2000 c.8; section 286 was amended by section 30 of, and paragraph 2 of Schedule 8 to, the Financial Services Act 2012 and S.I. 2006/2975 and 2007/126.

Modifications

C1

Regulations: power to modify conferred (11.7.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 3, 86(3), Sch. 1 Pt. 2; S.I. 2023/779, reg. 2(d)

Contents

  1. Part 1: General
  2. 1Citation and commencement
  3. Part 2: Amendments to the Financial Services and Markets Act 2000
  4. 2Amendments to the Financial Services and Markets Act 2000
  5. Part 3: Amendments to Part 7 of the Companies Act 1989
  6. 3Amendments to Part 7 of the Companies Act 1989
  7. Part 4: Amendments to the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001
  8. 4Amendments to the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001
  9. Part 5: Amendments to the Central Securities Depositories Regulations 2014
  10. 5Amendments to the Central Securities Depositories Regulations 2014
  11. Part 6: Transitional and saving provisions
  12. 6Transitional and saving provisions: interpretation
  13. 7Transitional and saving provisions for recognised clearing houses
  14. 8Transitional and saving provisions: overseas persons
  15. 9Transitional and saving provisions: designation orders under the Financial Markets and Insolvency (Settlement Finality) Regulations 1999
  16. 10Minor and consequential amendments
  17. Signature
  18. Schedule: Minor and consequential amendments to primary and secondary legislation
  19. Part 1: Consequential amendments to primary legislation
  20. 1Finance Act 1970
  21. 2Stock Exchange (Completion of Bargains) Act 1976
  22. 3Companies Act 1985
  23. 4Finance Act 1986
  24. 5Companies Act 1989
  25. 6Finance Act 1991
  26. 7Pension Schemes Act 1993
  27. 8Pension Schemes (Northern Ireland) Act 1993
  28. 9Bank of England Act 1998
  29. 10Pensions Act 2004
  30. 11Companies Act 2006
  31. 12Income Tax Act 2007
  32. 13Banking Act 2009
  33. 14Corporation Tax Act 2009
  34. 15Finance Act 2011
  35. 16Financial Services (Banking Reform) Act 2013
  36. 17Financial Services Act 2012
  37. Part 2: Minor and consequential amendments to secondary legislation
  38. 18Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975
  39. 19Rehabilitation of Offenders (Exceptions) Order (Northern Ireland) 1979
  40. 20Financial Markets and Insolvency Regulations 1991
  41. 21Public Interest Disclosure (Prescribed Persons) Order (Northern Ireland) 1999
  42. 22Financial Markets and Insolvency (Settlement Finality) Regulations 1999
  43. 23Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
  44. 24Financial Services and Markets Act 2000 (Collective Investment Schemes) Order 2001
  45. 25Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
  46. 26Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001
  47. 27Pension Protection Fund (PPF Ombudsman) Order (Northern Ireland) 2005
  48. 28Pensions (Northern Ireland) Order 2005
  49. 29Pension Protection Fund (PPF Ombudsman) Order 2005
  50. 30Financial Assistance Scheme (Appeals) Regulations 2005
  51. 31Payment Services Regulations 2009
  52. 32Banking Act 2009 (Restriction of Partial Property Transfers) Order 2009
  53. 33Limited Liability Partnerships (Application of Companies Act 2006) Regulations 2009
  54. 34Banking Act 2009 (Inter-Bank Payment Systems) (Disclosure and Publication of Specified Information) Regulations 2010
  55. 35Legal Services Act 2007 (Disclosure of Restricted Information) Order 2011
  56. 36Investment Bank Special Administration Regulations 2011
  57. 37Recognised Auction Platforms Regulations 2011
  58. 38Data-gathering Powers (Relevant Data) Regulations 2012
  59. 39Rehabilitation of Offenders Act 1974 (Exclusions and Exceptions) (Scotland) Order 2013
  60. 40Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013
  61. 41Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014
  62. 42Public Interest Disclosure (Prescribed Persons) Order 2014
  63. 43Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
  64. 44Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
  65. 45Payment Services Regulations 2017
  66. Explanatory note