Regulation 21 Failures to notify or record a complaintI1

England and Wales

(1)

This regulation applies where anything which is or purports to be a complaint in relation to which regulation 18 has effect is received by the Permanent Secretary to the Home Office or the Director General (whether in consequence of having been made directly or of a notification under that regulation).

(2)

If the Permanent Secretary to the Home Office or the Director General decides not to take action under regulation 18 for notifying or recording the whole or any part of what has been received, the Permanent Secretary to the Home Office or the Director General shall notify the complainant of the following matters—

(a)

the decision to take no action and, if that decision relates to only part of what was received, the part in question;

(b)

the grounds on which the decision was made; and

(c)

that complainant’s right to appeal against that decision under this regulation.

(3)

Subject to paragraph 4,the complainant shall have a right of appeal to the F1IOPC DG against any failure by the Permanent Secretary to the Home Office or the Director General to make a determination under regulation 18 or to notify or record anything under that regulation.

(4)

The complainant has no right of appeal under paragraph (3) if—

(a)

by virtue of regulation 18(7), there is no requirement to record the complaint; or

(b)

the appeal relates to a failure by the Permanent Secretary to the Home Office.

(5)

On an appeal under this regulation, the IOPC DG shall—

(a)

determine whether any action under regulation 18 should have been taken in the case in question; and

(b)

if the IOPC DG finds in the complainant’s favour, give such directions as the IOPC DG considers appropriate to the Permanent Secretary to the Home Office or the Director General as to the action to be taken for making a determination, or for notifying or recording what was received,

and it shall be the duty of the Permanent Secretary to the Home Office or the Director General to comply with any directions given under sub-paragraph (b).

(6)

Directions under paragraph (5)(b) may require action taken in pursuance of the directions to be treated as taken in accordance with any such provision of regulation 18 as may be specified in the direction.

(7)

The IOPC DG —

(a)

shall give notification to the Permanent Secretary to the Home Office or the Director General and the complainant of any determination made by it under this regulation; and

(b)

shall give notification to the complainant of any direction given by it under this regulation to the Permanent Secretary to the Home Office or the Director General.

Annotations

Textual amendments

F1: Words in Regulations substituted (8.1.2018) by The Independent Office for Police Conduct (Transitional and Consequential) Regulations 2017 (S.I. 2017/1250), reg. 30(2)(a) (with regs. 30(3), 37)

Commencement

I1: Reg. 21 in force at 7.10.2013, see reg. 1(1)