Paragraph 8 I1

England, Wales and Scotland

Whether there are systems and processes—

(a)

for preventing unauthorised access to sensitive records and infrastructure, including those containing member information, financial details or investment information;

(b)

for monitoring and recording electronic and physical access to sensitive records and infrastructure;

(c)

for ensuring the secure transfer of physical and electronic data and the secure conduct of transactions.

Annotations

Commencement

I1: Sch. 4 para. 8 in force at 1.10.2018, see reg. 1(2)