Regulation 5 Persons exempted from obligations to give notices to the Authority under section 26A or section 26B of the 1995 Act
In section 26C of the 1995 Act (construction of sections 26A and 26B) references, in relation to a scheme, to a person involved in the administration of the scheme do not include any person whose only involvement with the scheme is in connection with—
(a)
underwriting policies of insurance that are specifically allocated to the provision of benefits for individual members or other persons with rights to benefits under the scheme or annuity contracts, or
(b)
providing advice about the management of investments.