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Chapter 2 ENFORCEMENT PROVISIONS RELATING TO TRADE REPOSITORIESC1

United Kingdom

  1. 65Warning notice
  2. 66Decision notice
  3. 67Public censure
  4. 68Financial penalties
  5. 69Statement of policy
  6. 70Statement of policy: procedure
  7. 71Powers to issue guidance
  8. 72Injunctions

Annotations

Modifications

C1

Pt. 4 applied (with modifications) (31.12.2020) by Regulation (EU) No. 2017/2402, Art. 15(2)(3) (as substituted by The Securitisation (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/660), regs. 1(2), 15 (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1))