OpenLegislation

The Packaged Retail and Insurance-based Investment Products Regulations 2017 (revoked)

S.I. 2017/1127 · Made 4 December 2017 · Extends to United Kingdom

Up to date with all changes known to legislation.gov.uk, revised to 6 April 2026.

Financial Services And Markets

Made 4th December 2017

Laid before Parliament 5th December 2017

Coming into force 1st January 2018

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Annotations to the whole text

Textual amendments

F1

Regulations revoked (14.12.2023 for the revocation of reg. 13; 6.4.2026 in so far as not already in force) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xx); S.I. 2025/1078, reg. 7(c)

Contents

  1. 1Citation and commencement Repealed
  2. 2Interpretation Repealed
  3. 3Designation of competent authority Repealed
  4. 4Prohibitions and suspensions Repealed
  5. 5Revocation or variation of order under regulation 4 Repealed
  6. 6Administrative penalties and statements Repealed
  7. 7Requirement to notify retail investor Repealed
  8. 8Right to refer a matter to the Tribunal Repealed
  9. 9Sanctions under regulation 4: procedure Repealed
  10. 10Sanctions under regulation 6: procedure Repealed
  11. 11Application of the Financial Services and Markets Act 2000 and secondary legislation Repealed
  12. 12Minor and consequential amendments Repealed
  13. 13Review Repealed
  14. Signature
  15. Schedule 1: Application and modification of the Financial Services and Markets Act 2000 and secondary legislation Repealed
  16. 1The Tribunal Repealed
  17. 2Information gathering and investigations Repealed
  18. 3Statements of policy Repealed
  19. 4Restrictions on disclosure of information Repealed
  20. 5Injunctions and restitution Repealed
  21. 6Notices Repealed
  22. 7Offences Repealed
  23. 8Limitation on powers to require documents Repealed
  24. 9Penalties and fees Repealed
  25. 10Exemption from liability in damages Repealed
  26. 11The Financial Services and Markets Act 2000 (Service of Notices) Regulations 2001 Repealed
  27. 12The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001 Repealed
  28. Schedule 2: Minor and consequential amendments to primary and secondary legislation Repealed
  29. 1The Financial Services and Markets Act 2000 Repealed
  30. 2The Public Interest Disclosure (Prescribed Persons) Order (Northern Ireland) 1999 Repealed
  31. 3The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemption) Order 2001 Repealed
  32. 4The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001 Repealed
  33. 5The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 Repealed
  34. 6The Payment to Treasury of Penalties (Enforcement Costs) Order 2013 Repealed
  35. 7The Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013 Repealed
  36. 8The Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) Order 2014 Repealed
  37. 9The Public Interest Disclosure (Prescribed Persons) Order 2014 Repealed
  38. Explanatory note

1Citation and commencementF1

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2InterpretationF1

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3Designation of competent authorityF1

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4Prohibitions and suspensionsF1

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5Revocation or variation of order under regulation 4F1

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6Administrative penalties and statementsF1

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7Requirement to notify retail investorF1

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8Right to refer a matter to the TribunalF1

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9Sanctions under regulation 4: procedureF1

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10Sanctions under regulation 6: procedureF1

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11Application of the Financial Services and Markets Act 2000 and secondary legislationF1

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12Minor and consequential amendmentsF1

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13ReviewF1

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Signature

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1The TribunalF1

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2Information gathering and investigationsF1

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3Statements of policyF1

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4Restrictions on disclosure of informationF1

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5Injunctions and restitutionF1

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6NoticesF1

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7OffencesF1

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8Limitation on powers to require documentsF1

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9Penalties and feesF1

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10Exemption from liability in damagesF1

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11The Financial Services and Markets Act 2000 (Service of Notices) Regulations 2001F1

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12The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001F1

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1The Financial Services and Markets Act 2000F1

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2The Public Interest Disclosure (Prescribed Persons) Order (Northern Ireland) 1999F1

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3The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemption) Order 2001F1

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4The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001F1

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5The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005F1

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6The Payment to Treasury of Penalties (Enforcement Costs) Order 2013F1

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7The Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013F1

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8The Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) Order 2014F1

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9The Public Interest Disclosure (Prescribed Persons) Order 2014F1

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Explanatory note

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .