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Supervision and enforcement Supervision and enforcement

  1. 108Monitoring and enforcement
  2. 109Reporting requirements
  3. 110Public censure
  4. 111Financial penalties
  5. 112Proposal to take disciplinary measures
  6. 113Injunctions
  7. 114Power of FCA to require restitution
  8. 115Proposal to require restitution
  9. 116Restitution orders
  10. 117Complaints

Notes on the whole SI

Textual amendments

F1

Regulations revoked (14.12.2023 for the revocation of reg. 158) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xix)