OpenLegislation

Part 1 Application and modification of the 2000 Act

  1. 1Disciplinary powers
  2. 2The Upper Tribunal
  3. 3FCA rules
  4. 4Information gathering and investigations
  5. 5Control over payment institutions
  6. 6Incoming firms: interventions by the FCA
  7. 7Auditors and actuaries
  8. 8Restriction on disclosure of information
  9. 9Insolvency
  10. 10Warning notices and decision notices
  11. 11Limitation on power to require documents

Notes on the whole SI

Textual amendments

F1

Regulations revoked (14.12.2023 for the revocation of reg. 158) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xix)