Article 3 Relevant offencesI1

United Kingdom

(1)

The offences specified in paragraph (2) are specified for the purposes of—

(a)

paragraph 20(5)(e) of Schedule 1ZA to FSMA 2000 (payment to Treasury of penalties received by the Financial Conduct Authority),

(b)

paragraph 28(5)(c) of Schedule 1ZB to FSMA 2000 (payment to Treasury of penalties received by the Prudential Regulation Authority),

(c)

section 109(6)(d) of the 2012 Act (payment to Treasury of penalties received by Financial Services Authority), and

(d)

section 110(4)(c) and (d) of the 2012 Act (payment to Treasury of penalties received by Bank of England).

(2)

The offences specified in this paragraph are any offence under the law of any part of the United Kingdom other than—

(a)

an offence under FSMA 2000,

(b)

an offence under subordinate legislation made under that Act,

(c)

an offence falling within section 402(1) of that Act (power of the FCA to institute proceedings for certain other offences)^f1, or

(d)

an offence under Part 7 of the 2012 Act (offences relating to financial services).

Annotations