Section 40 Restrictions on listing in adults' listI1

(1)

Ministers need not list an individual (nor consider an individual for listing) in the adults' list if the individual is already barred from regulated F1roles with adults F2...

(2)

Ministers need not consider an individual for listing in the adults' list if—

(a)

they consider that it would be more appropriate for the individual's case to be F3dealt with by the F4Disclosure and Barring Service (“DBS”), or

(b)

subsection (3) applies.

(3)

This subsection applies where—

F5(a)

the individual’s case has been dealt with in pursuance of relevant corresponding legislation, and

(b)

Ministers are satisfied that all information relating to the individual which they consider relevant to their decision whether to consider to list the individual was considered F6before, or when, the individual’s case was last dealt with in pursuance of the relevant corresponding legislation.

(4)

Where—

(a)

in pursuance of subsection (2)(a), Ministers do not consider an individual for listing in the adults' list, and

(b)

F7DBS F8deals with the individual's case,

section 30 applies (with any necessary modifications) as if Ministers are considering to list the individual in the adults' list.

(5)

Ministers need not list an individual in the adults' list under section 14 if F9they consider that it would be more appropriate for the individual’s case to be dealt with by F10DBS.

F11(a)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F12(6)

Where—

(a)

in pursuance of subsection (5), Ministers do not list an individual in the adults’ list under section 14, and

(b)

F13DBS deals with the individual’s case,

section 30 applies (with any necessary modifications) as if Ministers had listed the individual in the adults’ list under section 14.

(7)

In this section “relevant corresponding legislation” means—

(a)

Part 7 of the Care Standards Act 2000 (c.14),

(b)

the Protection of Children and Vulnerable Adults (Northern Ireland) Order 2003,

(c)

the Safeguarding Vulnerable Groups Act 2006 (c.47),

(d)

the Safeguarding Vulnerable Groups (Northern Ireland) Order 2007.

Annotations

Textual amendments

F1: Word in s. 40(1) substituted (1.4.2025) by Disclosure (Scotland) Act 2020 (asp 13), s. 97, sch. 5 para. 10(27) (with s. 96); S.S.I. 2025/27, reg. 3(1)(2), sch.
F2: Words in s. 40(1) repealed (18.4.2010 for specified purposes, coming into force in accordance with art. 1(2)) by The Protection of Vulnerable Groups (Scotland) Act 2007 (Miscellaneous Provisions) Order 2010 (S.S.I. 2010/446), arts. 1(2), 8(2)
F3: Words in s. 40(2)(a) substituted (18.4.2010 for specified purposes, coming into force in accordance with art. 1(2)) by The Protection of Vulnerable Groups (Scotland) Act 2007 (Miscellaneous Provisions) Order 2010 (S.S.I. 2010/446), arts. 1(2), 8(3)
F4: Words in s. 40(2)(a) substituted (10.12.2021) by Disclosure (Scotland) Act 2020 (asp 13), s. 97, sch. 5 para. 12(7)(a) (with s. 96); S.S.I. 2021/380, reg. 2, sch.
F5: S. 40(3)(a) substituted (18.4.2010 for specified purposes, coming into force in accordance with art. 1(2)) by The Protection of Vulnerable Groups (Scotland) Act 2007 (Miscellaneous Provisions) Order 2010 (S.S.I. 2010/446), arts. 1(2), 8(4)(a)
F6: Words in s. 40(3)(b) substituted (18.4.2010 for specified purposes, coming into force in accordance with art. 1(2)) by The Protection of Vulnerable Groups (Scotland) Act 2007 (Miscellaneous Provisions) Order 2010 (S.S.I. 2010/446), arts. 1(2), 8(4)(b)
F7: Word in s. 40(4)(b) substituted (10.12.2021) by Disclosure (Scotland) Act 2020 (asp 13), s. 97, sch. 5 para. 12(7)(b) (with s. 96); S.S.I. 2021/380, reg. 2, sch.
F8: Words in s. 40(4)(b) substituted (18.4.2010 for specified purposes, coming into force in accordance with art. 1(2)) by The Protection of Vulnerable Groups (Scotland) Act 2007 (Miscellaneous Provisions) Order 2010 (S.S.I. 2010/446), arts. 1(2), 8(5)
F9: Words in s. 40(5) inserted (18.4.2010 for specified purposes, coming into force in accordance with art. 1(2)) by The Protection of Vulnerable Groups (Scotland) Act 2007 (Miscellaneous Provisions) Order 2010 (S.S.I. 2010/446), arts. 1(2), 8(6)(a)
F10: Word in s. 40(5) substituted (10.12.2021) by Disclosure (Scotland) Act 2020 (asp 13), s. 97, sch. 5 para. 12(7)(b) (with s. 96); S.S.I. 2021/380, reg. 2, sch.
F11: S. 40(5)(a)(b) repealed (18.4.2010 for specified purposes, coming into force in accordance with art. 1(2)) by The Protection of Vulnerable Groups (Scotland) Act 2007 (Miscellaneous Provisions) Order 2010 (S.S.I. 2010/446), arts. 1(2), 8(6)(b)
F12: S. 40(6)(7) inserted (18.4.2010 for specified purposes, coming into force in accordance with art. 1(2)) by The Protection of Vulnerable Groups (Scotland) Act 2007 (Miscellaneous Provisions) Order 2010 (S.S.I. 2010/446), arts. 1(2), 8(7)
F13: Word in s. 40(6)(b) substituted (10.12.2021) by Disclosure (Scotland) Act 2020 (asp 13), s. 97, sch. 5 para. 12(7)(b) (with s. 96); S.S.I. 2021/380, reg. 2, sch.

Commencement

I1: S. 40 in force at 28.2.2011 by S.S.I. 2011/157, art. 2(a)