Regulation 31 Public list of proxy advisorsI1

The FCA must maintain a public list of proxy advisors.

The FCA must publish the list in such manner and at such times as it may determine.

Any person (“P”) who is a proxy advisor must notify the FCA that P is providing relevant proxy advisor services and apply for admission to the public list in such manner as the FCA may direct.

A person who is a proxy advisor on 10th June 2019 or becomes a proxy advisor at any time before 25th March 2020 must give notice under paragraph (3) no later than 1st April 2020.

A person (“P”) who becomes a proxy advisor on or after 25th March 2020 must give notice under paragraph (3) no later than the end of the period of 7 days beginning with the date on which P becomes a proxy advisor.

The FCA must admit to the public list every proxy advisor who gives notice under paragraph (3).