Regulation 39 Public censureI1

United Kingdom

(1)

If the FCA finds that—

(a)

an issuer of relevant securities,

(b)

a person offering relevant securities to the public, or

(c)

a person requesting the admission of transferable securities to trading on a regulated market,

is failing or has failed to comply with the person’s obligations under an applicable provision, it may publish a statement to that effect.

(2)

In this regulation “an applicable provision” means—

(a)

a provision of these Regulations, or

(b)

a provision of regulated market admission rules or of designated activity rules made by virtue of regulation 15 or 17.

Annotations

I1: Reg. 39 in force at 30.1.2024 for specified purposes and otherwise in accordance with reg. 2(3), see reg. 2(2)(3)