Paragraph 16

Changes not yet applied. Later legislation changes this provision in ways not yet written into the text below:

Sch. 1 para. 1 words substituted by Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) 2001 art. 510(a)
Sch. 1 para. 1A inserted by Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) 2001 art. 510(b)
Sch. 1 Pt. 2 para. 8 words substituted by Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) 2001 art. 510(c)
Sch.1, para.10 amended by Public Offers of Securities 1999 reg 2(o)

(1)

A statement as to whether—

(a)

the securities being offered have been admitted to dealings on a recognised investment exchange; or

(b)

an application for such admission has been made.

(2)

Where no such application for dealings has been made, or such an application has been made and refused, a statement as to whether or not there are, or are intended to be, any other arrangements for there to be dealings in the securities and, if there are, a brief description of such arrangements.