The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001

S.I. 2001/3649 · Made 9 November 2001 · Extends to United Kingdom

Contents

1. Part 1: INTRODUCTORY
2. 1Citation, commencement and transitional provisions
3. 2Interpretation
4. 3The principal repeals and revocations
5. Part 2: AMENDMENTS TO THE COMPANIES LEGISLATION
6. Companies Act 1985 (c. 6)
7. 4Membership of holding company
8. 5Meaning of “offer to the public”
9. 6Purchase by company of its own shares: definition of “off-market” and “market” purchase
10. 7Duty of company as to issue of certificates
11. 8Disclosure of interests in shares: interests to be disclosed
12. 9Disclosure of interests in shares: interests to be disregarded
13. 10Disclosure of interests in shares: interpretation
14. 11Limitations on exemptions for small and medium-sized companies in relation to accounts etc.
15. 12Limitations on exemptions for small and medium-sized groups
16. 13Limitations on exemptions for dormant companies
17. 14Cases where exemptions not available
18. 15Summary financial statements by listed public companies
19. 16Meaning of “banking partnership”
20. 17Other distributions by investment companies
21. 18Realised profits of an insurance company with long term business
22. 19Exceptions to rules relating to substantial property transactions involving directors
23. 20Duty of company to notify recognised investment exchange of certain matters concerning directors notified to the company
24. 21Investigation of share dealing
25. 22Provision for security of information obtained
26. 23Punishment for destroying etc documents of an authorised insurance company
27. 24Disclosure of information by inspectors
28. 25Production of documents subject to customer confidentiality
29. 26Companies to which section 460 applies
30. 27Application of section 720 to insurers
31. 28References to the Companies Acts in certain provisions to include references to the Financial Services and Markets Act 2000
32. 29Meaning of “offer to the public”, “banking company”, “insurance company” and “authorised insurance company”
33. 30Interpretation of the 1985 Act
34. 31Table of defined expressions
35. 32Form and content of company accounts
36. 33Disclosure of information: emoluments and other benefits of directors and others
37. 34Form and content of company accounts: small companies
38. 35Meaning of “deposit-taking business”, “chief executive” and “manager”
39. 36Form and content of accounts of insurance companies and groups
40. 37Share dealing by directors etc.: supplementary provision
41. Companies Consolidation (Consequential Provisions) Act 1985 (c. 9)
42. 38Repeal of spent provisions
43. Company Directors Disqualification Act 1986 (c. 46)
44. 39Disqualification after investigation of company
45. Companies (Northern Ireland) Order 1986 (S.I. 1986/1032 (N.I. 6))
46. 40Interpretation of the 1986 Order
47. 41Table of defined expressions
48. 42References to the Companies Orders in certain provisions to include references to the Financial Services and Markets Act 2000
49. 43Meaning of “offer to the public”, “banking company”, “insurance company” and “authorised insurance company”
50. 44Membership of holding company
51. 45Repeal of unnecessary provisions
52. 46Purchase by company of its own shares: definition of “off-market” and “market” purchase
53. 47Duty of company as to issue of certificates
54. 48Disclosure of interests in shares: interests to be disclosed
55. 49Disclosure of interests in shares: interests to be disregarded
56. 50Disclosure of interests in shares: interpretation
57. 51Limitations on exemptions for small and medium-sized companies in relation to accounts etc.
58. 52Limitations on exemptions for small and medium-sized groups
59. 53Limitations on exemptions for dormant companies
60. 54Cases where exemptions not available
61. 55Summary financial statements by listed public companies
62. 56Meaning of “banking partnership”
63. 57Other distributions by investment companies
64. 58Realised profits of an insurance company with long term business
65. 59Exceptions to rules relating to substantial property transactions involving directors
66. 60Duty of company to notify recognised investment exchange of certain matters concerning directors notified to the company
67. 61Investigation of share dealing
68. 62Provision for security of information obtained
69. 63Punishment for destruction etc. of company documents
70. 64Disclosure of information by inspectors
71. 65Production of documents subject to customer confidentiality
72. 66Companies to which Article 453 applies
73. 67Application of Article 669 to insurers
74. 68Form and content of company accounts
75. 69Disclosure of information: emoluments and other benefits of directors and others
76. 70Form and content of company accounts: small companies
77. 71Meaning of deposit-taking business, chief executive and manager
78. 72Form and content of accounts of insurance companies and groups
79. 73Share dealing by directors etc.: supplementary provision
80. Companies Consolidation (Consequential Provisions)(Northern Ireland) Order 1986 (S.I. 1986/1035 (N.I. 9))
81. 74Repeal of spent provisions
82. The Companies' Act 1989 (c. 40)
83. 75Repeal of spent or unnecessary provisions
84. 76Requests for assistance by overseas regulatory authorities
85. 77Exceptions from restrictions on disclosure of information
86. 78Exercise of powers in relation to Northern Ireland
87. 79Change in default rules of recognised investment exchange and clearing house
88. 80Duty to report on completion of default proceedings
89. 81Power to give directions
90. 82Application to determine whether default proceedings to be taken
91. 83Application of certain provisions for purposes of Part 7
92. 84Application of Part 7 in relation to overseas investment exchanges and clearing houses
93. 85Power to make provision about certain charges other than market charges
94. 86Power to apply sections 177 to 180 to other cases
95. 87Indemnity for certain acts
96. 88Power of Treasury and Secretary of State to make further provision for purposes of Part 7
97. 89Definitions for purposes of Part 7
98. 90Transfer of securities
99. The Companies (Northern Ireland) Order 1989 (S.I. 1989/2404 (N.I. 18))
100. 91Disqualification after investigation of company
101. The Companies (No.2)(Northern Ireland) Order 1990 (S.I. 1990/1504 (N.I. 10))
102. 92Repeal of spent or unnecessary provisions
103. 93Duty to report on completion of default proceedings
104. 94Power to give directions
105. 95Application to determine whether default proceedings to be taken
106. 96Application of Part 5 in relation to overseas investment exchanges and clearing houses
107. 97Power to make provision about certain charges other than market charges
108. 98Power to apply Articles 99 to 102 to other cases
109. 99Indemnity for certain acts
110. 100Power of Secretary of State to make further provision for purposes of Part 5
111. 101Definitions for purposes of Part 5
112. Part 3: ENACTMENTS RELATING TO PENSIONS
113. Fire Services Act 1947 (c. 41)
114. 102Information in connection with firemen’s pensions
115. Judicial Pensions Act (Northern Ireland) 1951 (c. 20)
116. 103Additional voluntary contributions
117. County Courts Act (Northern Ireland) 1959 (c. 25)
118. 104Additional voluntary contributions
119. Resident Magistrates' Pensions Act (Northern Ireland) 1960 (c. 2)
120. 105Additional voluntary contributions
121. Superannuation Act 1972 (c. 11)
122. 106Authorised providers in relation to superannuation schemes for civil servants etc.
123. 107Authorised providers in relation to superannuation schemes for teachers
124. 108Authorised providers in relation to superannuation schemes for persons engaged in health services, etc.
125. Police Pensions Act 1976 (c. 35)
126. 109Information in connection with police officers' pensions
127. Judicial Pensions Act 1981 (c. 20)
128. 110Voluntary contributions by members of judicial pension scheme.
129. Judicial Pensions (Northern Ireland) Order 1991 (S.I. 1991/2631 (N.I. 24))
130. 111Judicial pensions: transfer of accrued benefits
131. Judicial Pensions and Retirement Act 1993 (c. 8)
132. 112Voluntary contributions by persons to whom Part 1 of the Act applies
133. 113Retirement date for holders of judicial offices etc: repeal of references to old tribunals
134. 114Judicial pensions: transfer of accrued benefits
135. 115Repeal of spent amendments
136. Pension Schemes Act 1993 (c. 48)
137. 116Discharge of liability where guaranteed minimum pension secured by insurance policies or annuity contracts
138. 117Ways of giving effect to the protected rights: the pension and annuity requirements Repealed
139. 118Discharge of protected rights on winding up: insurance policies Repealed
140. 119Alteration of rules of appropriate schemes: permitted form of scheme
141. 120Entitlement to guaranteed minimum pensions: treatment of entitlements
142. 121Ways of taking rights to cash equivalent: members of occupational pension schemes
143. 122Cash equivalent: authorised purposes for transfer notice
144. 123Procedure on an investigation by the Pensions Ombudsman
145. 124Disclosure of information by the Secretary of State
146. 125Determination of questions by Secretary of State
147. 126Interpretation of expressions relating to insurance
148. 127Interpretation: Financial Services Compensation Scheme
149. 128Consultation on regulations concerning pension business of friendly societies
150. Pension Schemes (Northern Ireland) Act 1993 (c. 49)
151. 129Discharge of guaranteed minimum pension secured by insurance policies or annuity contracts
152. 130Ways of giving effect to the protected rights: the pension and annuity requirements
153. 131Discharge of protected rights on winding up: insurance policies
154. 132Alteration of rules of appropriate schemes: permitted form of scheme
155. 133Ways of taking rights to cash equivalent: members of occupational pension schemes
156. 134Cash equivalent: authorised purposes for transfer notice
157. 135Procedure on an investigation by the Pensions Ombudsman
158. 136Disclosure of information by the Department
159. 137Interpretation of expressions relating to insurance
160. 138Consultation on regulations concerning pension business of friendly societies
161. Pensions Act 1995 (c. 26)
162. 139Occupational pension scheme under a trust: power of investment and delegation
163. 140Choice of investments by trustees of occupational pension scheme under a trust: meaning of “proper advice”
164. 141Restriction on employer-related investments
165. 142Advisers for occupational pension schemes
166. 143Receipts, record and payments: duties of pension trustees and others
167. 144Salary related occupational pension schemes: discharge of liabilities by insurance etc
168. 145Borrowing power of Compensation Board
169. 146Disclosure of information by the Occupational Pensions Regulatory Authority
170. 147Disclosure of information to Compensation Board
171. 148Disclosure of information concerning public service pension schemes
172. 149Repeal of spent amendments by Pensions Act 1995 to other legislation
173. Pensions (Northern Ireland) Order 1995 (S.I. 1995/3213 (N.I. 22))
174. 150Occupational pension scheme under a trust: power of investment and delegation
175. 151Choice of investments by trustees of occupational pension scheme under a trust: meaning of “proper advice”
176. 152Restriction on employer-related investments
177. 153Advisers for occupational pension schemes
178. 154Receipts, record and payments: duties of pension trustees and others
179. 155Disclosure of information by the Occupational Pensions Regulatory Authority
180. 156Disclosure of information to Compensation Board
181. 157Disclosure of information concerning public service pension schemes
182. 158Repeal of spent amendments by Pensions (Northern Ireland) Order 1995 to other legislation
183. Welfare Reform and Pensions Act 1999 (c. 30)
184. 159Pension credits: qualifying arrangements
185. Welfare Reform and Pensions (Northern Ireland) Order 1999 (S.I. 1999/3147 (N.I. 11))
186. 160Pension credits: qualifying arrangements
187. Part 4: ENACTMENTS RELATING TO THE BANK OF ENGLAND
188. Bank of England Act 1998 (c. 11)
189. 161Power of Bank of England to require undertakings to provide information
190. 162Repeal of spent provisions relating to transfer of functions from the Bank to the Authority etc
191. 163Cash ratio deposits
192. 164Restriction on disclosure of information
193. Part 5: AMENDMENTS TO THE CONSUMER CREDIT ACT 1974 (c. 39)
194. 165Exempt agreements
195. 166Standard licences
196. 167Fitness of licensees
197. 168Conduct of Consumer Credit Act business
198. 169The register maintained under the Consumer Credit Act 1974
199. 170Enforcement of agreements made by unlicensed trader
200. 171Appeals to the Secretary of State
201. 172Conduct of business regulations
202. 173Enforcement of agreements made by unlicensed trader
203. 174Regulated agreements made on introductions by unlicensed credit-brokers
204. 175Restriction on disclosure of information
205. 176Interpretation
206. 177Meaning of “consumer credit EEA firm”
207. Part 6: ENACTMENTS RELATING TO MUTUAL SOCIETIES
208. Chapter I: primary legislation
209. Superannuation and Other Trust Funds (Validation) Act 1927 (c. 41)
210. 178Amendments consequential on dissolution of Registrar of Friendly Societies
211. Industrial and Provident Societies Act 1965 (c. 12)
212. 179Cancellation of registration of society
213. 180Advertising dissolution of society
214. 181Power to make regulations
215. 182Depositing of documents
216. Industrial and Provident Societies Act 1967 (c. 48)
217. 183References to regulations made by Treasury Repealed
218. Friendly and Industrial and Provident Societies Act 1968 (c. 55)
219. 184Power of societies to disapply obligation to appoint auditors
220. 185Interpretation
221. Friendly Societies Act 1974 (c. 46)
222. 186Power of societies to disapply obligation to appoint auditors
223. 187References to Chief Registrar etc.
224. 188Regulations with respect to registration and procedure
225. 189Advertising dissolution of society
226. 190Requirements for rules of registered societies
227. Credit Unions Act 1979 (c. 34)
228. 191General prohibition on deposit taking
229. 192Insurance against fraud or other dishonesty
230. 193Definition of “authorised bank”
231. Building Societies Act 1986 (c. 53)
232. 194Lending limit for building societies
233. 195Restrictions on powers of building societies
234. 196Transfers of business by building society to company
235. 197Financial institution becoming subsidiary of building society
236. 198Definition of “institution” and “deposit”
237. 199Repeal of unnecessary provisions etc.
238. 200Application of companies insolvency legislation to building societies
239. Friendly Societies Act 1992 (c. 40)
240. 201Transfers of engagements
241. 202Law applicable to contracts of insurance
242. 203Miscellaneous amendments
243. 204Form of documents
244. 205Interpretation of the Friendly Societies Act 1992
245. 206Transfer of engagements: margin of solvency
246. 207Transfer of engagements: general business
247. 208Transfer of engagements: long term business
248. 209Transfer of engagements: interpretation
249. Chapter II: subordinate legislation
250. Enactments relating to friendly societies
251. 210Revocation of redundant provisions
252. 211Revocation of references to dissolved bodies, repealed legislation etc.
253. Enactments relating to building societies
254. 212Revocation of redundant provisions
255. 213Revocation or amendment of references to dissolved bodies, repealed legislation etc.
256. 214Building Societies (Deferred Shares) Order 1991
257. Enactments relating to industrial and provident societies and credit unions
258. 215Revocation of redundant provisions
259. Part 7: ENACTMENTS RELATING TO SCOTLAND
260. Chapter I: primary legislation
261. Agricultural Credits (Scotland) Act 1929 (19&20 Geo. V c. 13)
262. 216Repeal of redundant provision
263. 217Definition of “Bank”
264. Local Government (Scotland) Act 1973 (c. 65)
265. 218Meaning of “securities”
266. 219Contracts deemed to be insurance policies
267. 220Meaning of “securities”
268. National Health Service (Scotland) Act 1978 (c. 29)
269. 221Financial Services and Markets Act 2000 disapplied to certain health service schemes
270. Solicitors (Scotland) Act 1980 (c. 46)
271. 222Specification of banks where solicitors may keep accounts
272. 223Meaning of “authorised insurer”
273. Bankruptcy (Scotland) Act 1985 (c. 66)
274. 224Petitions for sequestration under Financial Services and Markets Act 2000 Repealed
275. 225Meaning of “appropriate bank or institution” Repealed
276. Housing (Scotland) Act 1987 (c. 26)
277. 226Definition of “bank”
278. 227Local authority indemnity for building societies: consultation requirements
279. The Criminal Justice (Scotland) Act 1987 (c. 41)
280. 228Competent authorities for receipt of information
281. Self-Governing Schools etc. (Scotland) Act 1989 (c. 39)
282. 229Specification of banks and investments
283. Enterprise and New Towns (Scotland) Act 1990 (c. 35)
284. 230Exclusion from financial promotion restriction
285. Law Reform (Miscellaneous Provisions) (Scotland) Act 1990 (c. 40)
286. 231Definition of “relevant institution”
287. 232Definition of “recognised financial institution”
288. 233Meaning of “executry services”
289. Criminal Law (Consolidation) (Scotland) Act 1995 (c. 39)
290. 234Competent authorities for the receipt of information
291. Adults with Incapacity (Scotland) Act 2000 (asp 4)
292. 235Persons capable of giving “proper advice”
293. Chapter II: secondary legislation
294. The Banking Appeal Tribunal (Scottish Appeals)
295. 236Revocation of instruments made under the Banking Act 1987
296. Local Government Superannuation (Scotland) Regulations 1987 (S.I. 1987/1850)
297. 237Actionable loss arising from pension mis-selling
298. 238Use and investment of superannuation funds' moneys
299. The Teachers' Superannuation (Scotland) Regulations 1992 (S.I. 1992/280)
300. 239Meaning of “reference banks”
301. The Brechin and Bridge of Dun Light Railway Order 1992 (S.I. 1992/1267)
302. 240Meaning of “insurer”
303. The Non-Domestic Rating (Payment of Interest) (Scotland) Regulations 1992 (S.I. 1992/2184 (S. 218))
304. 241Definition of “reference banks”
305. The Registered Housing Associations (Accounting Requirements) (Scotland) Order 1993 (S.I. 1993/487 (S. 52))
306. 242Meaning of “listed investment”
307. The Criminal Justice (Scotland) Act 1987 (Crown Servants and Regulators etc.) Regulations 1994 (S.I. 1994/1808) (S.80))
308. 243Exemption from obligation to disclose knowledge or suspicion of money laundering
309. The National Health Service Superannuation Scheme (Scotland) Regulations 1995 (S.I. 1995/365)
310. 244Actionable loss arising from pension mis-selling
311. The Charities (Dormant Accounts) (Scotland) Regulations 1995 (S.I. 1995/2056)
312. 245Prescribed “relevant institutions”
313. The Acquisition of Land (Rate of Interest After Entry) (Scotland) Regulations 1995 (S.I. 1995/2791) (S.206))
314. 246Definition of reference banks
315. The Teachers' Superannuation (Additional Voluntary Contributions) (Scotland) Regulations 1995 (S.I. 1995/2814)
316. 247Meaning of “insurer” Repealed
317. The Fossil Fuel Levy (Scotland) Regulations 1996 (S.I. 1996/293)
318. 248Investment of sums collected
319. The Independent Qualified Conveyancers (Scotland) Regulations 1997 (S.I. 1997/316) ( S.20))
320. 249Meaning of “banks” and “recognised financial institution”
321. The Executry Practitioners (Scotland) Regulations 1997 (S.I. 1997/317) (S.21))
322. 250Meaning of “bank” and “recognised financial institution”
323. The Local Government Pension Scheme (Scotland) Regulations 1998 (S.I. 1998/366)
324. 251Meaning of “authorised insurer” and “relevant institution”
325. 252Actionable loss arising from pensions mis-selling
326. 253Appropriate annuity contracts etc.
327. 254Definition of terms
328. The National Health Service Superannuation Scheme (Scotland) (Additional Voluntary Contributions) Regulations 1998 (S.I. 1998/1451) (S.75))
329. 255Meaning of “insurance company”
330. The Local Government Pension Scheme (Management and Investment of Funds) (Scotland) Regulations 1998 (S.I. 1998/2888) (S.168))
331. 256Definitions of terms
332. 257Meaning of “investment”
333. 258Meaning of “investment manager”
334. 259Limits on investments and other definitions
335. The Registered Housing Associations (Accounting Requirements) (Scotland) Order 1999 (S.I. 1999/1073)
336. 260Listed investments shown on balance sheet
337. The Scotland Act 1998 (Transitory and Transitional Provisions) (Scottish Parliamentary Pension Scheme) Order 1999 (S.I. 1999/1082)
338. 261Additional voluntary contributions
339. The Scotland Act 1998 (Functions Exercisable in or as Regards Scotland) Order 1999 (S.I. 1999/1748)
340. 262Revocation of redundant provision
341. The European Communities (Lawyer’s Practice) (Scotland) Regulations 2000 (S.I. 2000/121)
342. 263Application of Part 20 of the Financial Services and Markets Act 2000 to European lawyers
343. Part 8: MISCELLANEOUS AMENDMENTS TO PRIMARY LEGISLATION
344. Lloyd’s Act 1871 (c. 21)
345. 264Functions to be exercised by the Authority
346. Bankers' Books Evidence Act 1879 (c. 11)
347. 265Meaning of “bank” etc.
348. 266Meaning of “legal proceedings”
349. Agricultural Credits Act 1928 (c. 43)
350. 267Agricultural charges on farming stock and assets
351. Trustee Investments Act 1961 (c. 62)
352. 268Power of Treasury to give directions in relation to local authority investment schemes
353. 269Manner of investment
354. Stock Transfer Act 1963 (c. 18)
355. 270Registered securities to which section 1 of the Act applies
356. 271Meaning of “securities”: units of a collective investment scheme
357. Stock Transfer Act (Northern Ireland) 1963 (c. 24)
358. 272Registered securities to which section 1 of the Act applies
359. 273Meaning of “securities”: units of a collective investment scheme
360. Parliamentary Commissioner Act 1967 (c. 13)
361. 274Bodies no longer subject to investigation
362. 275Functions of administrative staff of certain tribunals subject to investigation by Commissioner
363. Local Authorities' Mutual Investment Trust Act 1968 (c. 25)
364. 276Meaning of “securities”
365. 277Interpretation
366. Theft Act 1968 (c. 60)
367. 278Obtaining a money transfer by deception: interpretation
368. Theft Act (Northern Ireland) 1969 (c. 16)
369. 279Obtaining a money transfer by deception: interpretation
370. Employers' Liability (Compulsory Insurance) Act 1969 (c. 57)
371. 280Insurance against liability for employees: meaning of authorised insurer
372. Local Government Act 1972 (c. 70)
373. 281Restrictions on voting: interpretation
374. 282Insurance by local authorities against accidents to members
375. 283Insurance against accidents to voluntary assistants
376. Fair Trading Act 1973 (c. 41)
377. 284Exclusions from Part 11 of the Fair Trading Act 1973
378. 285Restrictions on disclosure of information Repealed
379. Solicitors Act 1974 (c. 47)
380. 286Meaning of “authorised insurer”
381. House of Commons Disqualification Act 1975 (c. 24)
382. 287Repeal of spent disqualifications
383. Northern Ireland Assembly Disqualification Act 1975 (c. 25)
384. 288Repeal of spent disqualifications
385. The Stock Exchange (Completion of Bargains) Act 1976 (c. 47)
386. 289Acquisition and disposal of securities by trustees etc
387. Supreme Court Act 1981 (c. 54)
388. 290Attachment of debts
389. 291Administrative expenses of garnishees and others
390. Betting and Gaming Duties Act 1981 (c. 63)
391. 292Saving of section 63 of the Financial Services Act 1986
392. Duchy of Cornwall Management Act 1982 (c. 47)
393. 293Bank accounts in the name of the Duchy
394. County Courts Act 1984 (c. 28)
395. 294Attachment of debts
396. 295Administrative expenses of garnishees and others
397. 296Meaning of “deposit-taking institution”
398. Trustee Savings Banks Act 1985 (c. 58)
399. 297Transferees to be treated as included within certain categories of institution
400. Administration of Justice Act 1985 (c. 61)
401. 298Meaning of “authorised insurer”
402. Housing Act 1985 (c. 68)
403. 299Lending institutions and savings institutions
404. 300Interpretation of the 1985 Act
405. Housing Associations Act 1985 (c. 69)
406. 301Agreements to indemnify certain lenders in England and Wales: consultation requirements
407. 302Agreements to indemnify certain lenders in Scotland: consultation requirements
408. Insolvency Act 1986 (c. 45)
409. 303Further meaning of inability to pay debts where the company is a deposit taker
410. 304Limitation on power to make administration order
411. 305Petition for winding-up by the Secretary of State
412. 306Winding-up on petition of the Authority: partnerships
413. 307Power to apply Parts 1 to 7 to former authorised institutions
414. Criminal Justice Act 1987 (c. 38)
415. 308Restriction on disclosure of information by members of Serious Fraud Office
416. Consumer Protection Act 1987 (c. 43)
417. 309Exclusion of offences under section 397 of the Financial Services and Markets Act 2000
418. 310Repeal of unnecessary provisions
419. Access to Medical Reports Act 1988 (c. 28)
420. 311Access to medical reports: “insurance purposes”
421. Road Traffic Act 1988 (c. 52)
422. 312Notification of refusal of insurance on health grounds
423. 313Requirements with respect to policies of insurance
424. 314Defined expressions: “authorised insurer”
425. Water Act 1989 (c. 15)
426. 315Listing particulars of nominated holding companies
427. 316Restriction on disclosure of information
428. Law of Property (Miscellaneous Provisions) Act 1989 (c. 34)
429. 317Contracts to which section 2 of the 1989 Act does not apply
430. Local Government and Housing Act 1989 (c. 42)
431. 318Borrowing powers of local authorities
432. National Health Service and Community Care Act 1990 (c. 19)
433. 319Schemes for meeting losses and liabilities of certain health service bodies Repealed
434. Contracts (Applicable Law) Act 1990 (c. 36)
435. 320Law applicable to a contract of insurance
436. Courts and Legal Services Act 1990 (c. 41)
437. 321Authorisation of conveyancing practitioners
438. 322Investigation of conveyancing practitioners
439. 323Exceptions from restrictions on disclosure of information by the Authorised Conveyancing Practitioners Board
440. 324Board’s power of intervention
441. 325Preparation of papers for probate
442. 326Judicial pensions: transfer of accrued benefits
443. 327Foreign lawyers: authorisation under Financial Services Act 1986
444. Water Industry Act 1991 (c. 56)
445. 328Restriction on disclosure of information
446. Water Resources Act 1991 (c. 57)
447. 329Restriction on disclosure of information
448. The Social Security Administration Act 1992 (c. 5)
449. 330Meaning of “qualifying lender”
450. Local Government Act 1992 (c. 19)
451. 331Repeal of spent provision
452. Trade Union and Labour Relations (Consolidation) Act 1992 (c. 52)
453. 332Application of section 99 of Friendly Societies Act 1992 to trade unions
454. 333Application of section 19 to employers' associations
455. Tribunals and Inquiries Act 1992 (c. 53)
456. 334Concurrence required for removal of members of certain tribunals
457. 335Consultation on tribunal rules
458. 336Removal of unnecessary right of appeal
459. 337Power to amend or repeal certain provisions
460. 338Removal of references to old tribunals
461. Charities Act 1993 (c. 10)
462. 339Power to give directions about dormant bank accounts of charities Repealed
463. Criminal Justice Act 1993 (c. 36)
464. 340Penalties under implementing regulations
465. 341Insider dealing: special defences
466. 342Repeal of spent provisions
467. Railways Act 1993 (c. 43)
468. 343Restriction on disclosure of information
469. 344Definition of “securities”
470. Finance Act 1994 (c. 9)
471. 345Insurance Premium Tax: Tax representatives
472. 346Insurance Premium Tax: Contracts that are not taxable
473. Value Added Tax Act 1994 (c. 23)
474. 347Supplies exempt from Value Added Tax
475. 348Supplies exempt from Value Added Tax—Finance
476. Police Act 1996 (c. 16)
477. 349Determination of status of particular bodies
478. Damages Act 1996 (c. 48)
479. 350Enhanced protection for structured settlement annuitants
480. Housing Act 1996 (c. 52)
481. 351Registration of social landlords
482. 352Removal of social landlord from register
483. 353Appeal against decision in relation to register of social landlords
484. 354Notice of agreed proposals where registered social landlord insolvent
485. 355Transfer of engagements of registered social landlord
486. 356Removal of definition of “appropriate registrar”
487. 357Regulation of registered social landlords
488. Social Security (Recovery of Benefits) Act 1997 (c. 27)
489. 358Payments by insurers
490. Local Government and Rating Act 1997 (c. 29)
491. 359Repeal of spent provision
492. Scotland Act 1998 (c. 46)
493. 360Functions of the Accountant in Bankruptcy
494. Terrorism Act 2000 (c. 11)
495. 361Meaning of “financial institution”
496. Postal Services Act 2000 (c. 26)
497. 362Meaning of “bank”
498. Utilities Act 2000 (c. 27)
499. 363Restriction on disclosure of information
500. Criminal Justice and Police Act 2001 (c. 16)
501. 364Repeal of unnecessary provisions
502. Part 9: AMENDMENTS TO SECONDARY LEGISLATION
503. The Superannuation and other Trust Funds (Qualifications of Actuaries) Regulations 1968 (S.I. 1968/1480)
504. 365Revocation of the 1968 Regulations
505. The British Transport (Alteration of Pension Schemes) Order 1969 (S.I. 1969/1858)
506. 366Additional powers of investment
507. The Employers' Liability (Defective Equipment and Compulsory Insurance) (Northern Ireland) Order 1972 (S.I. 1972/963 (N.I. 6))
508. 367Insurance against liability for employees: meaning of authorised insurer
509. The Local Authority (Stocks and Bonds) Regulations 1974 (S.I. 1974/519)
510. 368Interpretation of the 1974 Regulations
511. The Superannuation and other Trust Funds (fees) Regulations 1976 (S.I. 1976/354)
512. 369Revocation of the 1976 Regulations
513. The National Savings Stock Register Regulations 1976 (S.I. 1976/2012)
514. 370Minors
515. The Stock Exchange (Completion of Bargains) (Northern Ireland) Order 1977 (S.I. 1977/1254 (N.I. 21))
516. 371Acquisition and disposal of securities by trustees etc
517. The British Railways Board (Winding up of Closed Pension Funds) Order 1978 (S.I. 1978/1358)
518. 372Interpretation of the 1978 Order: “insurer”
519. The Road Traffic (Northern Ireland) Order 1981 (S.I. 1981/154 (N.I. 1))
520. 373Notification of refusal of insurance on health grounds
521. 374Requirements with respect to policies of insurance
522. The Consumer Credit (Agreements) Regulations 1983 (S.I. 1983/1553)
523. 375Interpretation of the 1983 Regulations: “contract of insurance”
524. The Consumer Credit (Linked Transactions) (Exemptions) Regulations 1983 (S.I. 1983/1560)
525. 376Interpretation of the 1983 Regulations: “contract of insurance” and “deposit”
526. The Insolvency Rules 1986 (S.I. 1986/1925)
527. 377Authorised deposit-takers and former authorised deposit-takers
528. 378The Scheme Manager of the Financial Services Compensation Scheme
529. 379Additional Creditor Members
530. 380Debts not provable unless all other claims have been paid in full
531. 381Interpretation of “deposit-taker”
532. The Police Pensions Regulations 1987 (S.I. 1987/257)
533. 382Mis-sold pensions
534. The Personal Pension Schemes (Disclosure of Information) Regulations 1987 (S.I. 1987/1110)
535. 383Information about the scheme: illustrative estimates of cash equivalents
536. The Consumer Protection (Northern Ireland) Order 1987 (S.I. 1987/2049 (N.I. 20))
537. 384Exclusion of offences under section 397 of the Financial Services and Markets Act 2000
538. 385Repeal of unnecessary provisions
539. The Consumer Protection (Cancellation of Contracts Concluded Away From Business Premises) Regulations 1987 (S.I. 1987/2117)
540. 386Excepted contracts Repealed
541. The Insurance Companies (Assistance) Regulations 1987 (S.I. 1987/2130)
542. 387Revocation of the 1987 Regulations
543. The Department of Trade and Industry (Fees) Order 1988 (S.I. 1988/93)
544. 388Fees in relation to insurance
545. The Social Security (Payments on Account, Overpayments and Recovery) Regulations 1988 (S.I. 1988/664)
546. 389Conversion of payments by an authorised institution
547. The Control of Misleading Advertisements Regulations 1988 (S.I. 1988/915)
548. 390Revocation of exception of communications by authorised persons or appointed representatives
549. The Service Charge Contributions (Authorised Investments) Order 1988 (S.I. 1988/1284)
550. 391Investment of sums standing to the credit of any trust fund
551. The Consumer Protection (Code of Practice for Traders on Price Indications) Approval Order 1988 (S.I. 1988/2078)
552. 392Definition of services and facilities: investment business
553. The Personal Pension Schemes (Compensation) Regulations 1988 (S.I. 1988/2238)
554. 393Interpretation of the 1988 Regulations
555. 394Meaning of “liable schemes”
556. 395Securing of liability for protected rights: prescribed requirements
557. The Consumer Credit (Exempt Agreements) Order 1989 (S.I. 1989/869)
558. 396Exemption where the creditor is an authorised deposit taker
559. The Consumer Credit (Advertisements) Regulations 1989 (S.I. 1989/1125)
560. 397Interpretation of the 1989 Regulations
561. The Banks (Administration Proceedings) Order 1989 (S.I. 1989/1276)
562. 398Application of Part II of the Insolvency Act 1986 to former authorised institutions
563. The Financial Services (Authorised Unit Trust Scheme) (Certificate of Compliance) Regulations 1989 (S.I. 1989/1535)
564. 399Revocation of the 1989 Regulations
565. The Insolvency (Northern Ireland) Order 1989 (S.I. 1989/2405 (N.I. 19))
566. 400Further meaning of inability to pay debts where the company is a deposit taker
567. 401Limitation on power to make administration order
568. 402Petition for winding-up by the Department
569. 403Powers to apply Parts 2 to 7 to former authorised institutions
570. The Fossil Fuel Regulations 1990 (S.I. 1990/266)
571. 404Investment of sums collected
572. The Local Authorities (Capital Finance) (Approved Investments) Regulations 1990 (S.I. 1990/426)
573. 405Interpretation of the 1990 Regulations
574. 406Investments Approved for the purposes of Part IV of the Local Government and Housing Act 1989
575. The Local Authorities (Borrowing) Regulations 1990 (S.I. 1990 /767)
576. 407Loan instruments issued by local authorities
577. The Insurance Companies (Legal Expenses Insurance) Regulations 1990 (S.I. 1990/1159)
578. 408Interpretation of the 1990 Regulations
579. 409Revocation of spent provision
580. 410Enforcement of the 1990 Regulations
581. The Insurance Companies (Amendment) Regulations 1990 (S.I. 1990/1333)
582. 411Revocation of the 1990 Regulations
583. The Non-Domestic Rating (Payment of Interest) Regulations 1990 (S.I. 1990/1904)
584. 412Meaning of “the reference banks”
585. The Health and Personal Social Services (Northern Ireland) Order 1991 (S.I. 1991/194 (N.I. 1))
586. 413Schemes for meeting losses and liabilities of certain health service bodies
587. The Banks (Administration Proceedings) Order (Northern Ireland) 1991 (S.R. (NI) 1991/295)
588. 414Application of Part III of the Insolvency (Northern Ireland) Order 1989 to former authorised institutions
589. The Financial Markets and Insolvency Regulations 1991 (S.I. 1991/880)
590. 415Meaning of “relevant investment”
591. The Access to Personal Files and Medical Reports (Northern Ireland) Order 1991 (S.I. 1991/1707 (N.I. 14))
592. 416Access to medical reports: “insurance purposes”
593. The Bank Accounts Directive (Miscellaneous Banks) Regulations 1991 (S.I. 1991/2704)
594. 417Accounting requirements for authorised deposit takers not required to prepare accounts under Part VII of the Companies Act 1985 Repealed
595. The Registered Foreign Lawyers Order 1991 (S.I. 1991/2831)
596. 418Revocation of spent provision
597. The Opencast Coal (Rate of Interest on Compensation) Order 1992 (S.I. 1992/46)
598. 419Meaning of “the reference banks”
599. The Firemen’s Pension Scheme Order 1992 (S.I. 1992/129)
600. 420Actionable contravention giving rise to loss
601. The Serbia and Montenegro (United Nations Sanctions) Order 1992 (S.I. 1992/1302)
602. 421Assets of Serbia and Montenegro: definition of “investments”
603. The Serbia and Montenegro (United Nations Sanctions) (Dependent Territories) Order 1992 (S.I. 1992/1303)
604. 422Assets of Serbia and Montenegro: definition of “investments”
605. The Serbia and Montenegro (United Nations Sanctions) (Channel Islands) Order 1992 (S.I. 1992/1308)
606. 423Assets of Serbia and Montenegro: definition of “investments”
607. The Child Support (Arrears, Interest and Adjustment of Maintenance Assessments) Regulations 1992 (S.I. 1992/1816)
608. 424Meaning of “the reference banks”
609. The Local Government Superannuation (National Rivers Authority) Regulations 1992 (S.I. 1992/1991)
610. 425Meaning of “the reference banks”
611. The Education (London Residuary Body) (Transfer of Functions and Property) (No. 2) Order 1992 (S.I. 1992/2257)
612. 426Meaning of “the reference banks”
613. The Local Authorities (Funds) (England) Regulations 1992 (S.I. 1992/2428)
614. 427Meaning of “the reference banks”
615. 428Prescribed investments
616. The Levying Bodies (General) Regulations 1992 (S.I. 1992/2903)
617. 429Meaning of “the reference banks”
618. The Local Authorities (Funds) (Wales) Regulations 1992 (S.I. 1992/2929)
619. 430Meaning of “the reference banks”
620. 431Prescribed investments
621. The Value Added Tax (Cars) Order 1992 (S.I. 1992/3122)
622. 432Interpretation of the 1992 Order
623. The Insurance Companies (Amendment) Regulations 1993 (S.I. 1993/174)
624. 433Revocation of the 1993 Regulations
625. The Iraq (United Nations) (Sequestration of Assets) Order 1993 (S.I. 1993/1244)
626. 434Interpretation of the 1993 Order
627. 435Winding up of an authorised deposit taker or former authorised institution
628. The Insurance Companies (Cancellation) Regulations 1993 (S.I. 1993/1327)
629. 436Revocation of the 1993 Regulations
630. The Financial Services (Disclosure of Information) (Designated Authorities) (No. 7) Order 1993 (S.I. 1993/1826)
631. 437Revocation of unnecessary provision
632. The Money Laundering Regulations 1993 (S.I. 1993/1933)
633. 438Interpretation of the 1993 Regulations
634. 439Meaning of “relevant financial business”
635. 440Accounts with deposit takers which constitute evidence of identity
636. 441Responsibility of principal for record-keeping by appointed representative
637. 442Meaning of references to “supervisory authorities” in the 1993 Regulations
638. 443Persons who must disclose information indicating engagement in money laundering
639. The Libya (United Nations Sanctions) Order 1993 (S.I. 1993/2807)
640. 444Interpretation of article 12: assets of Libya
641. The Libya (United Nations Sanctions) (Dependent Territories) Order 1993 (S.I. 1993/2808)
642. 445Interpretation of article 12: assets of Libya
643. The Libya (United Nations Sanctions) (Channel Islands) Order 1993 (S.I. 1993/2811)
644. 446Interpretation of article 12: assets of Libya
645. The Libya (United Nations Sanctions) (Isle of Man) Order 1993 (S.I. 1993/2812)
646. 447Interpretation of article 12: assets of Libya
647. The Credit Unions (Authorised Investments) Order 1993 (S.I. 1993/3100)
648. 448Interpretation of the Schedule to the 1993 Order
649. The Insurance Companies (Switzerland) Regulations 1993 (S.I. 1993/3127
650. 449Revocation of the 1993 Regulations
651. The Insurance Accounts Directive (Miscellaneous Insurance Undertakings) Regulations 1993 (S.I. 1993/3245)
652. 450Interpretation of the 1993 Regulations: qualifying bodies Repealed
653. The Parliamentary Pensions (Additional Voluntary Contributions Scheme) Regulations 1993 (S.I. 1993/3252)
654. 451Investment of additional voluntary contributions
655. 452Persons from whom pensions must be purchased
656. The Traded Securities (Disclosure) Regulations 1994 (S.I. 1994/188)
657. 453Interpretation of the 1994 Regulations
658. 454Requirements for recognition of overseas investment exchanges
659. The Financial Services (Disclosure of Information) (Designated Authorities) (No. 8) Order 1994 (S.I. 1994/340)
660. 455Revocation of unnecessary provision
661. The Haiti (United Nations Sanctions) Order 1994 (S.I. 1994/1323)
662. 456Assets of Haiti: definition of “investments”
663. The Haiti (United Nations Sanctions) (Dependent Territories) Order 1994 (S.I. 1994/1324)
664. 457Assets of Haiti: definition of “investments”
665. The Haiti (United Nations Sanctions) (Channel Islands) Order 1994 (S.I. 1994/1325)
666. 458Assets of Haiti: definition of “investments”
667. The Haiti (United Nations Sanctions) (Isle of Man) Order 1994 (S.I. 1994/1326)
668. 459Assets of Haiti: definition of “investments”
669. The Insurance Companies Regulations 1994 (S.I. 1994/1516)
670. 460Revocation of the 1994 Regulations
671. The Drug Trafficking Offences Act 1986 (Crown Servants and Regulators etc) Regulations 1994 (S.I. 1994/1757)
672. 461Revocation of references to person no longer performing regulatory functions
673. The Insurance Premium Tax Regulations 1994 (S.I. 1994/1774)
674. 462Interpretation of the 1994 Regulations
675. 463General representatives
676. The Friendly Societies (Insurance Business) Regulations 1994 (S.I. 1994/1981)
677. 464Revocation of the 1994 Regulations
678. The Friendly Societies (Accounts and Related Provisions) Order 1994 (S.I. 1994/1983)
679. 465Meaning of “policy holder”
680. 466Notes to annual accounts of friendly societies
681. The Insolvent Partnerships Order 1994 (S.I. 1994/2421)
682. 467Winding up of an insolvent partnership which is an authorised person
683. 468Partnerships which are authorised persons: administration orders
684. 469Authorised deposit takers and former authorised institutions: restriction on presentation of bankruptcy petition by partners
685. 470Disqualification of a member of an insolvent partnership after investigation
686. The Insolvency Regulations 1994 (S.I. 1994/2507)
687. 471Interpretation of the 1994 Regulations
688. The British Coal Staff Superannuation Scheme (Modification) Regulations 1994 (S.I. 1994/2576)
689. 472Meaning of “securities”
690. The Mineworkers Pension Scheme (Modification) Regulations 1994 (S.I. 1994/2577)
691. 473Meaning of “securities”
692. The Former Yugoslavia (United Nations Sanctions) Order 1994 (S.I. 1994/2673)
693. 474Assets of persons connected with Bosnian Serb controlled areas: definition of “investments”
694. The Former Yugoslavia (United Nations Sanctions) (Channel Islands) Order 1994 (S.I. 1994/2675)
695. 475Assets of persons connected with Bosnian Serb controlled areas: definition of “investments”
696. The Former Yugoslavia (United Nations Sanctions) (Isle Of Man) Order 1994 (S.I. 1994/2676)
697. 476Assets of persons connected with Bosnian Serb controlled areas: definition of “investments”
698. The Teachers' Superannuation (Additional Voluntary Contributions) Regulations 1994 (S.I. 1994/2924)
699. 477Interpretation of the 1994 Regulations
700. The Industry-wide Coal Staff Superannuation Scheme Regulations 1994 (S.I. 1994/2973)
701. 478Interpretation of the Trust Deed and Superannuation Scheme
702. The Industry-Wide Mineworkers' Pension Scheme Regulations 1994 (S.I. 1994/2974)
703. 479Interpretation of the Appendix to the 1994 Regulations
704. The Charitable Institutions (Fund-raising) Regulations 1994 (S.I.1994/3024)
705. 480Interpretation of the 1994 Regulations: authorised deposit taker
706. The Insurance Companies (Amendment) Regulations 1994 (S.I. 1994/3132)
707. 481Revocation of the 1994 Regulations
708. The Insurance Companies (Amendment No.2) Regulations 1994 (S.I. 1994/3133)
709. 482Revocation of the 1994 Regulations
710. The National Health Service Pension Scheme Regulations 1995 (S.I. 1995/300)
711. 483Actionable contraventions
712. 484Meaning of “reference banks”
713. The Local Government Residuary Body (England) Order 1995 (S.I. 1995/401)
714. 485Interest on unpaid levies
715. The Local Government Changes For England (Property Transfer and Transitional Payments) Regulations 1995 (S.I. 1995/402)
716. 486Interest on unpaid sums
717. The European Parliamentary (United Kingdom Representatives) Pensions (Additional Voluntary Contributions Scheme) (No 2) Order 1995 (S.I. 1995/739)
718. 487Investment of additional voluntary contributions
719. 488Purchase of retirement benefits from an authorised insurer
720. The Local Authorities (Companies) Order 1995 (S.I. 1995/849)
721. 489Interpretation of the 1995 Order
722. The Contracting Out (Functions in Relation to the Registration of Companies) Order 1995 (S.I. 1995/1013)
723. 490Revocation of spent provision
724. The Local Government Pension Scheme Regulations 1995 (S.I. 1995/1019)
725. 491Meaning of “the reference banks”
726. 492Meaning of “insurance company”
727. 493Actionable loss
728. The Credit Institutions (Protection of Depositors) Regulations 1995 (S.I. 1995/1442)
729. 494Interpretation of the 1995 Regulations
730. 495Information to be supplied on request
731. 496Information in explanatory literature
732. 497Information in advertisements
733. 498Enforcement
734. 499Other provisions
735. The Value Added Tax (Special Provisions) Order 1995 (S.I. 1995/1268)
736. 500Interpretation of the 1995 Order: meaning of “insurer”
737. The Public Offers of Securities Regulations 1995 (S.I. 1995/1537)
738. 501Interpretation of the 1995 Regulations
739. 502Investments to which Part II of the 1995 Regulations applies
740. 503Listing rules
741. 504Exemptions
742. 505Specified kinds of investments
743. 506Exceptions
744. 507Contraventions by an authorised person
745. 508Maximum penalties
746. 509Miscellaneous and Supplementary
747. 510Interpretation of Schedule 1
748. 511Application of Part VI of the Financial Services and Markets Act 2000 to a recognised European document
749. 512Revocation of spent provision
750. The Financial Markets and Insolvency (Money Market) Regulations 1995 (S.I. 1995/2049)
751. 513Revocation of the 1995 Regulations
752. The Acquisition of Land (Rate of Interest After Entry) Regulations 1995 (S.I. 1995/2262)
753. 514Meaning of “reference banks”
754. The Local Authorities (Precepts) (Wales) Regulations 1995 (S.I. 1995/2562)
755. 515Meaning of “the reference banks”
756. The Charities (Accounts and Reports) Regulations 1995 (S.I. 1995/2724)
757. 516Meaning of “collective investment scheme”
758. 517Information to be provided in the case of a common deposit fund
759. The Local Government Changes for England (Payments to Designated Authorities) (Minimum Revenue Provision) Regulations 1995 (S.I. 1995/2895)
760. 518Meaning of “the reference banks” Repealed
761. The National Parks Authorities (Levies) (Wales) Regulations 1995 (S.I. 1995/3019)
762. 519Meaning of “the reference banks”
763. The Lloyd’s Underwriters (Gilt-Edged Securities) (Periodic Accounting for Tax on Interest) Regulations 1995 (S.I. 1995/3225)
764. 520Interpretation of the 1995 Regulations
765. The Occupational Pension Schemes (Discharge of Protected Rights on Winding up) Regulations 1996 (S.I. 1996/775)
766. 521Prescribed requirements applying to insurers
767. The Insurance Companies (Amendment No. 2) Regulations 1996 (S.I. 1996/944)
768. 522Revocation of the 1996 Regulations
769. The Insurance Companies (Reserves) Regulations 1996 (S.I. 1996/946)
770. 523Revocation of the 1996 Regulations
771. The Occupational Pension Schemes (Member-nominated Trustees and Directors) Regulations 1996 (S.I. 1996/1216)
772. 524Interpretation of the 1996 Regulations Repealed
773. The Occupational Pension Schemes (Minimum Funding Requirements and Actuarial Valuations) Regulations 1996 (S.I. 1996/1536)
774. 525Interpretation of the 1996 Regulations
775. The Personal and Occupational Pension Schemes (Protected Rights) Regulations 1996 (S.I. 1996/1537)
776. 526Prescribed conditions relating to an insurer
777. The Financial Institutions (Prudential Supervision) Regulations 1996 (S.I.1996/1669)
778. 527Revocation of the 1996 Regulations
779. The Occupational Pension Schemes (Scheme Administration) Regulations 1996 (S.I. 1996/1715)
780. 528Relevant occupational pension schemes
781. 529Notification by fund managers of any conflict of interest
782. 530Prescribed circumstances: accounts with exempt deposit-takers
783. 531Meaning of “deposit-taker”
784. The Disability Discrimination (Services and Premises) Regulations 1996 (S.I. 1996/1836)
785. 532Interpretation of the 1996 Regulations
786. The Local Authorities (Contracting Out of Investment Functions) Order 1996 (S.I. 1996/1883)
787. 533Qualifications of contractors
788. The Deregulation (Insurance Companies Act 1982) Order 1996 (S.I. 1996/2102)
789. 534Revocation of the 1996 Order
790. The Social Landlords (Permissible Additional Purposes or Objects) Order 1996 (S.I. 1996/2256)
791. 535Interpretation of the 1996 Order
792. The Teachers' Superannuation (Provision of Information and Administrative Expenses etc) Regulations 1996 (S.I. 1996/2282)
793. 536Provision of information
794. The Housing Act 1996 (Consequential Provisions) Order 1996 (S.I. 1996/2325)
795. 537Revocation of spent provision
796. The National Health Service Pension Scheme (Provision of Information and Administrative Expenses etc) Regulations 1996 (S.I. 1996/2424)
797. 538Provision of information
798. The Personal and Occupational Pension Schemes (Pensions Ombudsman) Regulations 1996 (S.I. 1996/2475)
799. 539Exclusions from jurisdiction
800. 540Payment of interest on late paid benefit
801. The National Park Authorities (Levies) (England) Regulations 1996 (S.I. 1996/2794)
802. 541Interest on unpaid levies
803. The Insurance (Lloyd's) Regulations 1996 (S.I. 1996/3011)
804. 542Revocation of the 1996 Regulations
805. The Industrial and Provident Societies (Forms and Procedure) Regulations 1996 (S.I. 1996/3121)
806. 543Maintenance of files for registered societies
807. The Occupational Pension Schemes (Investment) Regulations 1996 (S.I. 1996/3127)
808. 544Interpretation of the 1996 Regulations Repealed
809. 545Restrictions on employer-related investments Repealed
810. 546Investments to which restrictions on employer-related investments do not apply Repealed
811. 547Loans that become employer-related Repealed
812. 548Exemptions from section 35 of the 1995 Act Repealed
813. The Local Authorities (Capital Finance) Regulations 1997 (S.I. 1997/319)
814. 549Capital receipts of debt-free authorities
815. The Personal Pension Schemes (Appropriate Schemes) Regulations 1997 (S.I. 1997/470)
816. 550Forms of scheme which may be appropriate schemes
817. The Residuary Body for Wales (Dyffryn House and Gardens) Order 1997 (S.I. 1997/540)
818. 551Interpretation of the 1997 Order
819. The Occupational Pension Schemes (Pensions Compensation Provisions) Regulations 1997 (S.I. 1997/665)
820. 552Interpretation of the 1997 Regulations
821. The Occupational Pension Schemes (Discharge of Liability) Regulations 1997 (S.I. 1997/784)
822. 553Requirements applying to policies of insurance and annuity contracts
823. The Social Security (Recovery of Benefits) (Northern Ireland) Order 1997 (S.I. 1997/1183 (N.I. 12))
824. 554Payments by insurers
825. The Local Government Pension Scheme Regulations 1997 (S.I. 1997/1612)
826. 555Interpretation of the 1997 Regulations
827. 556Interpretation of regulations 5 and 6 of, and Schedule 2A to, the 1997 Regulations
828. 557Revenue restrictions
829. 558Prescribed persons to whom information may be provided
830. The Firemen’s Pensions (Provision of Information) Regulations 1997 (S.I. 1997/1829)
831. 559Persons to whom information may be supplied
832. The Police Pensions (Provision of Information) Regulations 1997 (S.I. 1997/1912)
833. 560Persons to whom information may be provided
834. The National Crime Squad Service Authority (Levying) Order 1997 (S.I. 1997/2283)
835. 561Interest on unpaid levies
836. The NCIS Service Authority (Levying) Order 1997 (S.I. 1997/2284)
837. 562Interest on unpaid levies
838. The Teachers' Pensions Regulations 1997 (S.I. 1997/3001)
839. 563Interest on late payment of certain benefits
840. The Building Societies (Transfer of Business) Regulations 1998 (S.I. 1998/212)
841. 564Transfer of business: prescribed matters for transfer statements and transfer notification statements
842. The Building Societies (Accounts and Related Provisions) Regulations 1998 (S.I. 1998/504)
843. 565Group accounts: subsidiary undertakings
844. 566Interpretation of Schedules to the 1998 Regulations
845. The Police Act 1997 (Provisions in Relation to the NCIS Service Authority) Order 1998 (S.I. 1998/633)
846. 567Meaning of “securities”
847. 568Borrowing powers
848. 569Insurance by the NCIS Service Authority against accidents to members
849. The Bank of England (Information Powers) Order 1998 (S.I. 1998/1270)
850. 570Interpretation of the 1998 Order
851. The Angola (United Nations Sanctions) Order 1998 (S.I. 1998/1752)
852. 571Assets of UNITA or persons connected with UNITA: definition of “investments”
853. The Angola (United Nations Sanctions) (Channel Islands) Order 1998 (S.I. 1998/1756)
854. 572Assets of UNITA or persons connected with UNITA: definition of “investments”
855. The Angola (United Nations Sanctions) (Isle of Man) Order 1998 (S.I. 1998/1757)
856. 573Assets of UNITA or persons connected with UNITA: definition of “investments”
857. The Local Government Pension Scheme (Management and Investment of Funds) Regulations 1998 (S.I. 1998/1831)
858. 574Interpretation of the 1998 Regulations: general Repealed
859. 575Definition of “investment” Repealed
860. 576Definition of “investment manager” Repealed
861. 577Limits on investments Repealed
862. 578Definition of “open-ended investment company” Repealed
863. The Investor Compensation Scheme Regulations 1998 (S.I. 1998/2169)
864. 579Revocation of the 1998 Regulations
865. The Residuary Body for Wales (Winding Up) Order 1998 (S.I. 1998/2859)
866. 580Interpretation of the 1998 Order
867. The Social Landlords (Additional Purposes or Objects) Order 1999 (S.I. 1999/985)
868. 581Meaning of “qualifying lending institution”
869. The Scotland Act 1998 (Functions Exercisable in or as regards Scotland) Order 1999 (S.I. 1999/1748)
870. 582Revocation of references to former tribunals
871. Unfair Terms in Consumer Contracts Regulations 1999 (S.I. 1999/2083)
872. 583Functions of the Financial Services Authority
873. The Banking (Gibraltar) Regulations 1999 (S.I. 1999/2094)
874. 584Revocation of the 1999 Regulations
875. The Education (School Government) (England) Regulations 1999 (S.I. 1999/2163)
876. 585Restrictions on persons taking part in proceedings of the governing body or their committees
877. The Education (School Government) (Wales) Regulations 1999 (S.I. 1999/2242)
878. 586Restrictions on persons taking part in proceedings of the governing body or their committees
879. The Data Protection (Processing of Sensitive Personal Data) Order 2000 (S.I. 2000/417)
880. 587Interpretation of the 2000 Order: Insurance business
881. The Community Legal Service (Costs) Regulations 2000 (S.I. 2000/441)
882. 588Interpretation of regulation 24 of the 2000 Regulations
883. The National Health Service Pension Scheme (Additional Voluntary Contributions) Regulations 2000 (S.I. 2000/619)
884. 589Interpretation of the 2000 Regulations
885. The Pension Sharing (Implementation and Discharge of Liability) Regulations 2000 (S.I. 2000/1053)
886. 590Interpretation of the 2000 Regulations
887. 591Qualifying arrangements
888. The Pension Sharing (Pension Credit Benefit) Regulations 2000 (S.I. 2000/1054)
889. 592Interpretation of the 2000 Regulations
890. 593Means of assuring pension credit benefit
891. The Pension Sharing (Safeguarded Rights) Regulations 2000 (S.I. 2000/1055)
892. 594Insurance companies that may provide safeguarded rights by way of annuities
893. The Stakeholder Pension Schemes Regulations 2000 (S.I. 2000/1403)
894. 595Interpretation of the 2000 Regulations: general
895. 596Interpretation of regulation 8
896. 597Meaning of “proper advice”
897. The Local Government (Early Termination of Employment) (Discretionary Compensation) (England and Wales) Regulations 2000 (S.I. 2000/1410)
898. 598Interpretation of the 2000 Regulations: “reference banks” Repealed
899. The Iraq (United Nations Sanctions) Order 2000 (S.I. 2000/3241)
900. 599Construction of the 2000 Order—“relevant institution” Repealed
901. The Iraq (United Nations Sanctions) (Overseas Territories) Order 2000 (S.I. 2000/3242)
902. 600Construction of the 2000 Order—“relevant institution”
903. The Iraq (United Nations Sanctions) (Isle of Man) Order 2000 (S.I. 2000/3245)
904. 601Construction of the 2000 Order—“relevant institution”
905. The Whole of Government Accounts (Designation of Bodies) Order 2000 (S.I. 2000/3357)
906. 602Revocation of reference to Policyholders Protection Board
907. The Terrorism Act 2000 (Crown Servants and Regulators) Regulations 2001 (S.I. 2001/192)
908. 603Revocation of references to person no longer performing regulatory functions
909. The Pig Industry Restructuring (Capital Grant) Scheme 2001 (S.I. 2001/251)
910. 604Meaning of “bank”
911. The Pig Industry Restructuring Grant (Non-capital Grant) Scheme 2001 (S.I. 2001/252)
912. 605Meaning of “bank”
913. The Afghanistan (United Nations Sanctions) (Overseas Territories) Order 2001 (S.I. 2001/392)
914. 606Construction of the 2001 Order—“relevant institution”
915. The Afghanistan (United Nations Sanctions) (Isle of Man) Order 2001 (S.I. 2001/394)
916. 607Construction of the 2001 Order—“relevant institution”
917. The Afghanistan (United Nations Sanctions) Order 2001 (S.I. 2001/396)
918. 608Construction of the 2001 Order—“relevant institution”
919. The Justices' Chief Executives (Accounts) Regulations 2001 (S.I. 2001/463)
920. 609Meaning of “bank”
921. The Transport Act 2000 (Civil Aviation Authority Pension Scheme) Order 2001 (S.I. 2001/853)
922. 610Interpretation of the Trust Deed—meaning of “authorised insurance company”
923. Signature
924. Explanatory note