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Paragraph 3 Record of investigations and inquiries

United Kingdom

(1)

Summary of testimonies (subject to the protection of identity of the persons)—

  • railway staff, including contractors;

  • other witnesses.

(2)

The safety management system—

  • the framework organisation and how orders are given and carried out;

  • requirements on staff and how they are enforced;

  • routines for internal checks and audits and their results;

  • interface between different actors involved with the infrastructure.

(3)

Rules and regulations—

  • relevant F1international and national rules and regulations;

  • other rules such as operating rules, local instructions, staff requirements, maintenance prescriptions and applicable standards.

(4)

Functioning of rolling stock and technical installations—

  • signalling and control command system, including registration from automatic data recorders;

  • infrastructure;

  • communications equipment;

  • rolling stock, including registration from automatic data recorders.

(5)

Documentation on the operating system—

  • measures taken by staff for traffic control and signalling;

  • exchange of verbal messages in connection with the occurrence, including documentation from recordings;

  • measures taken to protect and safeguard the site of the occurrence.

(6)

Man-machine-organisation interface—

  • working time applied to the staff involved;

  • medical and personal circumstances with influence on the occurrence, including existence of physical or psychological stress;

  • design of equipment with impact on man-machine interface.

(7)

Previous occurrences of a similar character.

Annotations

Textual amendments

F1

Word in Sch. 6 para. 3(3) substituted (31.12.2020) by The Merchant Shipping (Accident Reporting and Investigation) and the Railways (Accident Investigation and Reporting) (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1400), regs. 1, 25; 2020 c. 1, Sch. 5 para. 1(1)