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Regulation 18 Content of a warning noticeC1

United Kingdom

A warning notice M1 given under paragraph 1 of Schedule 1B to the Act must—

(a)

specify the date on which the warning notice is given;

(b)

be accompanied by a copy of the notice given under section 790D F1, 790DA, 790E or 790EA of the Act to which the warning notice relates;

(c)

identify the addressee's relevant interest in the company by reference to the shares or right in question;

(d)

state that the company will consider reasons provided to it as to why the addressee failed to comply with the notice given under section 790D F2, 790DA, 790E or 790EA of the Act;

(e)

explain the effect of a restrictions notice; and

(f)

state that, by virtue of a restrictions notice, certain acts or failures to act may constitute an offence.

Annotations

Textual amendments

F1

Words in reg. 18(b) substituted (18.11.2025) by The Economic Crime and Corporate Transparency Act 2023 (Consequential, Incidental and Miscellaneous Provisions) Regulations 2025 (S.I. 2025/1037), reg. 1(2), Sch. 2 para. 3(3); S.I. 2025/1118, reg. 2(1)(g)

F2

Words in reg. 18(d) substituted (18.11.2025) by The Economic Crime and Corporate Transparency Act 2023 (Consequential, Incidental and Miscellaneous Provisions) Regulations 2025 (S.I. 2025/1037), reg. 1(2), Sch. 2 para. 3(3); S.I. 2025/1118, reg. 2(1)(g)

Marginal citations

M1

See paragraph 1(2) of Schedule 1B to the Act for the meaning of “warning notice”.

Modifications

C1

Regs. 7-47 applied (with modifications) (E.W.S.) (6.4.2016) by The Limited Liability Partnerships (Register of People with Significant Control) Regulations 2016 (S.I. 2016/340), regs. 1(3), 4, Sch. 2 para. 3 (as amended: (26.6.2017) by S.I. 2017/693, regs. 2, 30 (with Sch. Pt. 2); (27.1.2025) by S.I. 2024/1377, regs. 1(2), 11(3); (21.7.2025) by S.I. 2025/874, reg. 9(5); and (18.11.2025) by S.I. 2025/1033, regs. 1(3)(d), 11(3) (with regs. 12-16); S.I. 2025/1118, reg. 2(1)(i))