OpenLegislation

Paragraph 2 Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) Regulations 2001

Original text. Later amendments are not shown.

The Schedule to the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) Regulations 2001f1 is amended as follows—

(a)

in paragraph 9(6)(d)f2 for “retained direct EU” substitute “assimilated direct”;

(b)

in paragraph 9ZB(6)f3, in paragraph (c) of the definition of “the disclosure obligations” for “retained direct EU” substitute “assimilated direct”;

(c)

in paragraph 9A(2)(b)f4 for “retained direct EU” substitute “assimilated direct”;

(d)

in paragraph 9J(1)f5 for “retained direct EU” substitute “assimilated direct”;

(e)

in paragraph 31A(1)f6 for “retained direct EU” substitute “assimilated direct”;

(f)

in paragraph 37f7 for “retained direct EU” substitute “assimilated direct”;

(g)

in paragraph 39(1)f8 for “retained direct EU” substitute “assimilated direct”;

(h)

in paragraph 40(1)(b)f9 for “retained direct EU” substitute “assimilated direct”.

Annotations

Footnotes

f1

S.I. 2001/995; these regulations were originally called the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001 but were renamed by S.I. 2017/1064.

f2

Paragraph 9(6) was inserted by S.I. 2017/701 and paragraph (d) was substituted by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.

f3

Paragraph 9ZB was inserted by S.I. 2017/701, paragraph (c) of the definition was substituted by S.I. 2019/662.

f4

Paragraph 9A was inserted by S.I. 2006/3386, sub-paragraph (2) was substituted by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.

f5

Paragraph 9J was inserted by S.I. 2017/1064 and was amended by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.

f6

Paragraph 31A was inserted by S.I. 2017/1064 and amended by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.

f7

Paragraph 37 was inserted by S.I. 2017/1064 and amended by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.

f8

Paragraph 39 was inserted by S.I. 2017/1064 and amended by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.

f9

Paragraph 40 was inserted by S.I. 2017/1064 and amended by S.I. 2019/662, which was itself amended by S.I. 2020/1301 before it came into force.