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The Right to Manage (Prescribed Particulars and Forms) (Wales) Regulations 2004

W.S.I. 2004/678 · Made 9 March 2004

Original text. legislation.gov.uk does not revise statutory instruments, so later amendments are not shown here. Changes made to it are listed under each provision when known.

LANDLORD AND TENANT, WALES

Made 9th March 2004

Coming into force 31st March 2004

The National Assembly for Wales, in exercise of the powers conferred upon it by sections 78(2)(d) and (3), 80(8) and (9), 84(2), 92(3) and (7) and 178(1) of the Commonhold and Leasehold Reform Act 2002f1 and section 26(3) of the Welsh Language Act 1993f2, hereby makes the following Regulations:

Annotations to the whole text

Footnotes

f1

2002 c. 15. The powers are exerciseable by the appropriate national authority. “The appropriate national authority” is defined in section 179(1) as the National Assembly for Wales as respects Wales and the Secretary of State as respects England. See section 178(3) as to the power to make Regulations.

f2

1993 c. 38. Functions of the Minister under section 26 of the 1993 Act are exerciseable concurrently by the National Assembly for Wales with any Minister of the Crown by whom they are exercisable, by virtue of the entry in relation to the 1993 Act in Schedule 1 of the National Assembly for Wales (Transfer of Functions) Order 1999 (S.I. 1999/672) and section 22(1) of the Government of Wales Act 1998 (c. 38).

Contents

  1. 1Name, commencement and application
  2. 2Interpretation
  3. 3Additional content of notice of invitation to participate
  4. 4Additional content of claim notice
  5. 5Additional content of counter-notice
  6. 6Additional content of contractor notice
  7. 7Additional content of contract notice
  8. 8Form of notices
  9. Signature
  10. Schedule 1: FORM OF NOTICE OF INVITATION TO PARTICIPATE
  11. COMMONHOLD AND LEASEHOLD REFORM ACT 2002
  12. Schedule Schedule
  13. Schedule 2: FORM OF CLAIM NOTICE
  14. COMMONHOLD AND LEASEHOLD REFORM ACT 2002
  15. Schedule Schedule
  16. Schedule 3: FORM OF COUNTER-NOTICE
  17. COMMONHOLD AND LEASEHOLD REFORM ACT 2002
  18. Schedule 4: FORM OF CONTRACTOR NOTICE
  19. COMMONHOLD AND LEASEHOLD REFORM ACT 2002
  20. Schedule Schedule
  21. Schedule 5: FORM OF CONTRACT NOTICE
  22. COMMONHOLD AND LEASEHOLD REFORM ACT 2002
  23. Schedule Schedule
  24. Explanatory note

1Name, commencement and application

(1)

These Regulations may be cited as the Right to Manage (Prescribed Particulars and Forms) (Wales) Regulations 2004 and shall come into force on 31st March 2004.

(2)

These Regulations apply in relation to premises in Wales only.

2Interpretation

In these Regulations—

  • “the 2002 Act” (“Deddf 2002”) means the Commonhold and Leasehold Reform Act 2002;

  • “landlord”, (“landlord”) in relation to RTM premises, means a person who is landlord under a lease of the whole or any part of the premisesf1;

  • “RTM premises” (“mangre RTM”) means premises as regards which a RTM company intends to acquire the right to managef2;

  • “third party” (“trydydd parti”), in relation to RTM premises, means a person who is party to a lease of the whole or any part of the premises otherwise than as landlord or tenantf3.

3Additional content of notice of invitation to participate

(1)

A notice of invitation to participatef1 shall contain (in addition to the statements and invitation referred to in paragraphs (a) to (c) of subsection (2) of section 78 (notice inviting participation) of the 2002 Act), the particulars mentioned in paragraph (2).

(2)

The particulars referred to in paragraph (1) are—

(a)

the RTM company’s registered numberf2, the address of its registered office and the names of its directors and secretary;

(b)

the names of the landlord and any third party;

(c)

a statement that, subject to the exclusions mentioned in sub-paragraph (e), if the right to manage is acquired by the RTM company, the company will be responsible for—

(i)

the discharge of the landlord’s duties under the lease; and

(ii)

the exercise of his powers under the lease,

with respect to services, repairs, maintenance, improvements, insurance and management;

(d)

a statement that, subject to the exclusion mentioned in sub-paragraph (e)(ii), if the right to manage is acquired by the RTM company, the company may enforce untransferred tenant covenantsf3;

(e)

a statement that, if the right to manage is acquired by the RTM company, the company will not be responsible for the discharge of the landlord’s duties or the exercise of his powers under the lease—

(i)

with respect to a matter concerning only a part of the premises consisting of a flat or other unit not subject to a lease held by a qualifying tenantf4or

(ii)

relating to re-entry or forfeiture;

(f)

a statement that, if the right to manage is acquired by the RTM company, the company will have functions under the statutory provisions referred to in Schedule 7 to the 2002 Act;

(g)

a statement that the RTM company intends or, as the case may be, does not intend, to appoint a managing agent within the meaning of section 30B(8) of the Landlord and Tenant Act 1985f5; and—

(i)

if it does so intend, a statement—

(aa)

of the name and address of the proposed managing agent (if known); and

(bb)

if it be the case, that the person is the landlord’s managing agent; or

(ii)

if it does not so intend, the qualifications or experience (if any) of the existing members of the RTM company in relation to the management of residential property;

(h)

a statement that, where the company gives a claim noticef6, a person who is or has been a member of the company may be liable for costs incurred by the landlord and others in consequence of the notice;

(i)

a statement that, if the recipient of the notice (of invitation to participate) does not fully understand its purpose or implications, he is advised to seek professional help; and

(j)

the information provided in the notes to the form set out in Schedule 1 to these Regulations.

4Additional content of claim notice

A claim noticef1 shall contain (in addition to the particulars required by subsections (2) to (7) of section 80 (contents of claim notice) of the 2002 Act)—

(a)

a statement that a person who—

(i)

does not dispute the RTM’s company’s entitlement to acquire the right to managef2; and

(ii)

is the manager party under a management contractf3 subsisting immediately before the date specified in the claim notice under section 80(6) of the 2002 Act,

must, in accordance with section 92 (duties to give notice of contracts) of the 2002 Act, give a notice in relation to the contract to the person who is the contractor partyf4 in relation to the contract and to the RTM company;

(b)

a statement that, from the acquisition datef5, landlords under leases of the whole or any part of the premises to which the claim notice relates are entitled to be members of the RTM company;

(c)

a statement that the notice is not invalidated by any inaccuracy in any of the particulars required by section 80(2) to (7) of the 2002 Act or this regulation, but that a person who is of the opinion that any of the particulars contained in the claim notice are inaccurate may—

(i)

identify the particulars in question to the RTM company by which the notice was given; and

(ii)

indicate the respects in which they are considered to be inaccurate;

(d)

a statement that a person who receives the notice but does not fully understand its purpose, is advised to seek professional help; and

(e)

the information provided in the notes to the form set out in Schedule 2 to these Regulations.

5Additional content of counter-notice

A counter-notice shall contain (in addition to the statement referred to in paragraph (a) or (b) of subsection (2) of section 84 (counter-notices) of the 2002 Act)—

(a)

a statement that, where the RTM company has been given one or more counter-notices containing such a statement as is mentioned in paragraph (b) of subsection (2) of section 84 of the 2002 Act, the company may apply to a leasehold valuation tribunal for a determination that, on the date on which notice of the claim was given, the company was entitled to acquire the right to manage the premises specified in the claim notice;

(b)

a statement that, where the RTM company has been given one or more counter-notices containing such a statement as is mentioned in paragraph (b) of subsection (2) of section 84 of the 2002 Act, the company does not acquire the right to manage the premises specified in the claim notice unless—

(i)

on an application to a leasehold valuation tribunal, it is finally determinedf1 that the company was entitled to acquire the right to manage the premises; or

(ii)

the person by whom the counter-notice was given agrees, or the persons by whom the counter-notices were given agree, in writing that the company was so entitled; and

(c)

the information provided in the notes to the form set out in Schedule 3 to these Regulations.

6Additional content of contractor notice

A contractor noticef1 shall contain (in addition to the particulars referred to in paragraphs (a) to (d) of subsection (3) of section 92 (duties to give notice of contracts) of the 2002 Act) —

(a)

a statement that, should the person to whom the notice is given wish to provide to the RTM company services which, as the contractor party, it has provided to the manager partyf2 under the contract of which details are given in the notice, it is advised to contact the RTM company at the address given in the notice; and

(b)

the information provided in the notes to the form set out in Schedule 4 to these Regulations.

7Additional content of contract notice

A contract noticef1 shall contain (in addition to the particulars referred to in paragraph (a) of subsection (7) of section 92 of the 2002 Act)—

(a)

the address of the person who is the contractor party, or sub-contractor partyf2, under the contract of which particulars are given in the notice;

(b)

a statement that, should the RTM company wish to avail itself of the services which the contractor party, or sub-contractor party, has provided to the manager party under that contract, it is advised to contact the contractor party, or sub-contractor party, at the address given in the notice; and

(c)

the information provided in the notes to the form set out in Schedule 5 to these Regulations.

8Form of notices

(1)

Notices of invitation to participate must be in the form set out in Schedule 1 to these Regulations and where dates are inserted in the notices they must be inserted using numbers and not words.

(2)

Claim notices must be in the form set out in Schedule 2 to these Regulations and where dates are inserted in the notices they must be inserted using numbers and not words.

(3)

Counter-notices must be in the form set out in Schedule 3 to these Regulations and where dates are inserted in the notices they must be inserted using numbers and not words.

(4)

Contractor notices must be in the form set out in Schedule 4 to these Regulations and where dates are inserted in the notices they must be inserted using numbers and not words.

(5)

Contract notices must be in the form set out in Schedule 5 to these Regulations and where dates are inserted in the notices they must be inserted using numbers and not words.

Signature

Signed on behalf of the National Assembly for Wales under section 66(1) of the Government of Wales Act 1998f1.

John Marek

The Deputy Presiding Officer of the National Assembly

9th March 2004

COMMONHOLD AND LEASEHOLD REFORM ACT 2002

Notice of invitation to participate in right to manage

COMMONHOLD AND LEASEHOLD REFORM ACT 2002

Claim Notice

COMMONHOLD AND LEASEHOLD REFORM ACT 2002

Counter-notice

COMMONHOLD AND LEASEHOLD REFORM ACT 2002

Contractor Notice

COMMONHOLD AND LEASEHOLD REFORM ACT 2002

Contract Notice

Explanatory note

(This note is not part of the Regulations)

These Regulations supplement Chapter 1 of Part 2 of the Commonhold and Leasehold Reform Act 2002 (“the Act”). That Chapter makes provision for the acquisition and exercise of rights in relation to the management of premises to which the Chapter applies by a company which, in accordance with that Chapter, may acquire and exercise those rights (“RTM company”).

Before a RTM company can acquire the right to manage premises, it must give notice (“notice of invitation to participate”) to those tenants of flats contained in the premises who are “qualifying tenants” (see section 75 of the Act) of its intention to acquire the right. The notice must invite the recipients of it to become members of the RTM company. Regulation 3, to which Schedule 1 of these Regulations is also relevant, prescribes requirements, in addition to those specified in section 78 of the Act, as regards the contents of the notice.

Once the RTM company has given notice of invitation to participate, it may make a claim to acquire the right to manage. The claim is required to be made by notice (“claim notice”), that is to be given to each person who is—

(a)

landlord under a lease of the whole or any part of the premises to which the notice relates,

(b)

party to such a lease otherwise than as landlord or tenant, or

(c)

a manager appointed under Part 2 of the Landlord and Tenant Act 1987 to act in relation to the premises, or any premises containing or contained in the premises.

Regulation 4, to which Schedule 2 to these Regulations is also relevant, prescribes requirements, in addition to those specified in section 80 of the Act, as regards the contents of the notice.

A person who receives a claim notice may respond by giving the RTM company a counter-notice, in which the RTM company’s claim is either admitted or opposed. Regulation 5, to which Schedule 3 to these Regulations is also relevant, prescribes requirements, in addition to those specified in section 84 of the Act, as regards the contents of the notice.

If a person who is entitled to receive a claim notice is also party to a contract under which the other party to the contract agrees to provide services, or do other things, in connection with any matter relating to a function that will be the function of the RTM company once it acquires the right to manage the premises, that person must give notice to the other party to the contract (“contractor notice”) and to the RTM company (“contract notice”). Regulations 6 and 7 (to which Schedules 4 and 5 to these Regulations are relevant respectively) prescribe requirements, in addition to those specified in section 92 of the Act, as regards contractor notices and contract notices, respectively.

Regulation 8 prescribes the form of invitations to participate, claim notices, counter-notices, contractor notices and contract notices.

A Regulatory Appraisal has been prepared in connection with these Regulations. A copy may be obtained from the Housing Directorate of the National Assembly for Wales, Cathays Park, Cardiff CF10 3NQ (Tel 029 2082 3025).