The Securitisation Regulations 2018 (revoked)

S.I. 2018/1288 · Made 3 December 2018 · Extends to United Kingdom

Contents

1. Part 1: Introductory provisions Repealed
2. 1Citation and commencement Repealed
3. 2Interpretation Repealed
4. 3References to technical standards Repealed
5. 4Designation of competent authorities Repealed
6. Part 2: Disciplinary measures and procedures Repealed
7. 5Temporary prohibition relating to management functions Repealed
8. 6Temporary prohibition relating to management functions: obligations on originator, sponsor or SSPE Repealed
9. 7Public censure Repealed
10. 8Financial penalties Repealed
11. 9Statements of policy Repealed
12. 10Statements of policy: procedure Repealed
13. 11Restriction on penalties Repealed
14. Part 3 Repealed
15. Chapter 1: Third party verifiers Repealed
16. 12Application for authorisation to provide a third party verification service Repealed
17. 13Determination of an application for authorisation to provide a third party verification service Repealed
18. 14Temporary withdrawal of authorisation to provide a third party verification service Repealed
19. 15Temporary withdrawal of authorisation to provide a third party verification service: procedure Repealed
20. 16Cancellation of authorisation to provide a third party verification service on the initiative of the FCA Repealed
21. 17Cancellation of authorisation to provide a third party verification service at request of third party verifier Repealed
22. 18Register of third party verifiers Repealed
23. Chapter 2: Warning notices and decision notices Repealed
24. 19Warning notice Repealed
25. 20Decision notice Repealed
26. Chapter 3: Temporary ban on STS notifications Repealed
27. 21Imposition of a temporary ban Repealed
28. 22Procedure for the imposition, variation or revocation of a temporary ban on STS notifications Repealed
29. Chapter 4: Right to refer to the Tribunal Repealed
30. 23Right to refer a matter to the Tribunal Repealed
31. Part 4: Miscellaneous provisions Repealed
32. 24Consultation in relation to taking certain enforcement action Repealed
33. 25Transparency requirements for originators, sponsors and SSPEs of private securitisations – power of direction Repealed
34. 26Informing the FCA of STS notifications – power of direction Repealed
35. 27Application of the Act and secondary legislation Repealed
36. 28Minor and consequential amendments Repealed
37. 29Review Repealed
38. Signature
39. Schedule 1: Application and modification of the Act and secondary legislation Repealed
40. 1Disciplinary powers Repealed
41. 2The Tribunal Repealed
42. 3Information gathering and investigations Repealed
43. 4Disciplinary powers under Part 14 Repealed
44. 5Restrictions on disclosure of information Repealed
45. 6Injunctions and restitution Repealed
46. 7Notices Repealed
47. 8Offences Repealed
48. 9Limitation on powers to require documents Repealed
49. 10Consultation in relation to taking certain enforcement action Repealed
50. 11Penalties and fees Repealed
51. 12Paragraph 12 Repealed
52. 13Exemption from liability in damages Repealed
53. 14Paragraph 14 Repealed
54. 15The Financial Services and Markets Act 2000 (Service of Notices) Regulations 2001 Repealed
55. 16The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 Repealed
56. Schedule 2: Minor and consequential amendments to primary and secondary legislation Repealed
57. 1The Act Repealed
58. 2The Financial Services and Markets Act (Regulated Activities) Order 2001 Repealed
59. 3The Payment to Treasury of Penalties (Enforcement Costs) Order 2013 Repealed
60. 4The Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013 Repealed
61. 5The Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) Order 2014 Repealed
62. 6The Public Interest Disclosure (Prescribed Persons) Order 2014 Repealed
63. Explanatory note