Part 8 Monitoring, disciplinary measures and procedures
United Kingdom As made
- 35Interpretation of Part 8
- 36Monitoring and enforcement by FCA
- 36AMonitoring and enforcement by Pensions Regulator
- 37Temporary prohibition relating to management functions
- 38Temporary prohibition relating to management functions: obligations on originator, sponsor or SSPE
- 39Imposition of temporary ban on STS notifications
- 40Procedure for imposition, variation or revocation of a temporary ban on STS notifications
- 41Public censure
- 42Financial penalties
- 43Warning notice
- 44Decision notice
- 45Consultation in relation to certain enforcement action
- 46Statement of policy
- 47Statement of policy: procedure
- 48Restriction on penalties
- 49Right to refer matters to Tribunal