Regulation 36 Monitoring and enforcement by FCAI1
United Kingdom
(1)
The FCA must maintain arrangements designed to enable it to determine whether regulated persons are complying with relevant requirements.
(2)
The FCA must also maintain arrangements for enforcing compliance by regulated persons with relevant requirements.
Annotations
Commencement
- I1
Reg. 36 in force at 30.1.2024 for specified purposes and 1.11.2024 (the main commencement day) in so far as not already in force, see reg. 2(1)(e)(2)