Paragraph 15 I1

United Kingdom

Section 415B of FSMA 2000^f1 (consultation in relation to taking certain enforcement action) applies in respect of—

(a)

notices given by the FCA or the PRA under regulation 43 or 44 of these Regulations, and

(b)

applications to the court by the FCA or the PRA under a provision of FSMA 2000 as applied by these Regulations.

Annotations

I1: Sch. 1 para. 15 in force at 30.1.2024 for specified purposes and 1.11.2024 (the main commencement day) in so far as not already in force, see reg. 2(1)(e)(2)

f1: Section 415B was inserted by paragraph 41 of Part 8 of Schedule 9 to the Financial Services Act 2012.