Paragraph 18 I1

United Kingdom As made

The Financial Services and Markets Act 2000 (Service of Notices) Regulations 2001^f1 (“the Notice Regulations”) apply in respect of a notice or document given by the FCA or the PRA under these Regulations or under FSMA 2000 as applied by these Regulations as they apply in respect of a notice or document given by the FCA or the PRA under FSMA 2000, as if—

(a)

that notice or document were a “relevant document” under the Notice Regulations;

(b)

each reference to “the Act” included a reference to these Regulations and to FSMA 2000 as applied by these Regulations;

(c)

each reference to a section of FSMA 2000 were a reference to that section as applied by these Regulations;

(d)

each reference to an investigating authority were a reference to the FCA or the PRA.

Annotations

Commencement

I1: Sch. 1 para. 18 in force at 30.1.2024 for specified purposes and 1.11.2024 (the main commencement day) in so far as not already in force, see reg. 2(1)(e)(2)

Footnotes

f1: S.I. 2001/1420.