Regulation 42 Referral to TribunalI1
United Kingdom
If the FCA decides to—
(a)
publish a statement under regulation 25 (public censure);
(b)
impose a penalty under regulation 26 (financial penalties);
(c)
impose a limitation on a permission under regulation 27 (limitations on permission to carry on regulated activities); or
(d)
exercise the power in regulation 29(2) (Power of FCA to require restitution) ,
the person concerned may refer the matter to the Upper Tribunal.