Regulation 11 Conditions to be satisfied for regulation 9 to apply

incorporated under the law of any part of the United Kingdom, and

included within a group of undertakings which comprises a trade repository registered under the European Markets Infrastructure Regulation;

submitted an advance application in accordance with regulation 5, whether or not the application complies with the directions under regulation 5(2)(b), and

not been notified by the FCA of its decision in respect of the application in accordance with regulation 7(4).