Regulation 13H Application of Part 9 of the Financial Services and Markets Act 2000F1

(1)

Part 9 of the Financial Services and Markets Act 2000 (‘the Act’) (hearings and appeals) applies in respect of a reference to the Tribunal under regulation 13G as it applies in respect of a reference to the Tribunal under the Act but with the following modifications.

(2)

In section 133 (proceedings before Tribunal: general provisions)—

(a)

in subsection (1)—

(i)

omit “(whether made under this or any other Act)”;

(ii)

in paragraph (a), omit “or the PRA”;

(iii)

omit paragraphs (b) and (c);

(b)

omit subsection (1A);

(c)

in subsection (2), omit “, (b) or (c)”;

(d)

omit subsection (5);

(e)

in subsection (6), omit “In any other case,”;

(f)

omit subsection (7A).

(3)

Omit section 133A (proceedings before the Tribunal: decision and supervisory notices, etc).

(4)

In section 133B (offences), in subsection (1)—

(a)

in paragraph (a), omit “or the PRA”;

(b)

omit paragraphs (b) and (c).

Annotations

Textual amendments

F1: Pt. 3 Ch. 2A inserted (1.3.2019) by The Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019 (S.I. 2019/405), regs. 1(2), 11