The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (revoked)

S.I. 2007/126 · Made 24 January 2007 · Extends to United Kingdom

Contents

1. Part 1: GENERAL Repealed
2. 1Citation and commencement Repealed
3. 2Interpretation Repealed
4. 3Amendments of primary and secondary legislation Repealed
5. Part 2: PART IV PERMISSION: INVESTMENT FIRMS Repealed
6. 4General restriction on giving Part IV permission Repealed
7. 4AApplications to be an exempt investment firm Repealed
8. 4BLimitation on exempt investment firms Repealed
9. 4CRequirements to be applied to exempt investment firms Repealed
10. Part 3: TRANSITIONAL AND SAVING PROVISIONS Repealed
11. 5Transitional and saving provisions: market operators Repealed
12. 6Transitional and saving provisions: EEA firms Repealed
13. 6ATransitional provisions: EEA investment firms exercising passport rights under the investment services directive Repealed
14. 7Transitional provisions: UK investment firms exercising passport rights under the investment services directive Repealed
15. 7ATransitional provision: investment research and financial analysis Repealed
16. 8Additional saving provision: UK investment firms Repealed
17. 9Transitional provision: appointed representatives and tied agents Repealed
18. 9ATransitional provision: exempt investment firms Repealed
19. 9BTransitional provision: operators of alternative trading systems Repealed
20. 9CTransitional provision for investment firms and credit institutions in relation to options, futures and contracts for differences Repealed
21. 9DTransitional provision for management companies in relation to options, futures and contracts for differences Repealed
22. 9ETransitional provision in relation to client classification Repealed
23. 10Interpretation of Part 3 Repealed
24. Signature
25. Schedule 1: AMENDMENTS OF PART 13 OF THE ACT Repealed
26. 1Paragraph 1 Repealed
27. 2Paragraph 2 Repealed
28. 3Paragraph 3 Repealed
29. 4Paragraph 4 Repealed
30. Schedule 2: AMENDMENTS OF PART 18 OF THE ACT Repealed
31. 1Paragraph 1 Repealed
32. 2Paragraph 2 Repealed
33. 3Paragraph 3 Repealed
34. 4Paragraph 4 Repealed
35. 5Paragraph 5 Repealed
36. 6Paragraph 6 Repealed
37. 7Paragraph 7 Repealed
38. 8Paragraph 8 Repealed
39. 9Paragraph 9 Repealed
40. 10Paragraph 10 Repealed
41. 11Paragraph 11 Repealed
42. 12Paragraph 12 Repealed
43. 13Paragraph 13 Repealed
44. 14Paragraph 14 Repealed
45. 15Paragraph 15 Repealed
46. 16Paragraph 16 Repealed
47. Schedule 3: PART 18A OF THE ACT Repealed
48. 1Paragraph 1 Repealed
49. Schedule 4: AMENDMENTS OF SCHEDULE 3 TO THE ACT Repealed
50. 1Paragraph 1 Repealed
51. 2Paragraph 2 Repealed
52. 3Paragraph 3 Repealed
53. 4Paragraph 4 Repealed
54. 5Paragraph 5 Repealed
55. 6Paragraph 6 Repealed
56. 7Paragraph 7 Repealed
57. 8Paragraph 8 Repealed
58. 9Paragraph 9 Repealed
59. 10Paragraph 10 Repealed
60. 11Paragraph 11 Repealed
61. 12Paragraph 12 Repealed
62. Schedule 5: OTHER AMENDMENTS OF THE ACT Repealed
63. 1Paragraph 1 Repealed
64. 2Amendment of section 39 Repealed
65. 3Section 39A Repealed
66. 4Amendment of section 45 Repealed
67. 5Amendment of section 66(2) Repealed
68. 6Amendment of section 102B Repealed
69. 7Amendment of section 167 Repealed
70. 8Amendment of section 168 Repealed
71. 9Amendment of section 171 Repealed
72. 10Amendment of section 205 Repealed
73. 11Amendment of section 206 Repealed
74. 12Amendment of section 347 Repealed
75. 13Amendment of section 380 Repealed
76. 14Amendment of section 382 Repealed
77. 15Amendment of section 384 Repealed
78. 16Amendment of section 392 Repealed
79. 17Amendment of section 405 Repealed
80. 18Sections 412A and 412B Repealed
81. 19Amendment of section 417 Repealed
82. 20Amendment of section 422 Repealed
83. 21Amendment of section 424A Repealed
84. 22Amendment of section 425 Repealed
85. 23Amendment of Schedule 1 Repealed
86. 24Amendment of Schedule 6 Repealed
87. Schedule 6: CONSEQUENTIAL AMENDMENTS OF OTHER ENACTMENTS Repealed
88. Part 1: AMENDMENTS OF PRIMARY LEGISLATION Repealed
89. 1Amendment of the Judicial Pensions Act (Northern Ireland) 1951 Repealed
90. 2Amendment of the County Courts Act (Northern Ireland) 1959 Repealed
91. 3Amendment of the Resident Magistrates' Pensions Act (Northern Ireland) 1960 Repealed
92. 4Amendment of the Superannuation Act 1972 Repealed
93. 5Amendment of the Consumer Credit Act 1974 Repealed
94. 6Amendment of the Judicial Pensions Act 1981 Repealed
95. 7Amendment of the Companies Act 1985 Repealed
96. 8Amendment of the Finance Act 1986 Repealed
97. 9Amendment of the Building Societies Act 1986 Repealed
98. 10Amendment of the Friendly Societies Act 1992 Repealed
99. 11Amendment of the Judicial Pensions and Retirement Act 1993 Repealed
100. 12Amendment of the Data Protection Act 1998 Repealed
101. 13Amendment of the Competition Act 1998 Repealed
102. Part 2: AMENDMENTS OF SECONDARY LEGISLATION Repealed
103. 14Amendment of the Financial Markets and Insolvency (Settlement Finality) Regulations 1999 Repealed
104. 15Amendment of the Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 Repealed
105. 16Amendment of the Financial Services and Markets Act 2000 (Consultation with Competent Authorities) Regulations 2001 Repealed
106. 17Amendment of the Insurers (Reorganisation and Winding Up) Regulations 2004 Repealed
107. 18Amendment of the Credit Institutions (Reorganisation and Winding up) Regulations 2004 Repealed
108. 19Amendment of the Financial Conglomerates and Other Financial Groups Regulations 2004 Repealed
109. 20Amendment of the Investment Recommendation (Media) Regulations 2005 Repealed
110. Schedule 7EXERCISE OF PASSPORT RIGHTS UNDER THE INVESTMENT SERVICES DIRECTIVE Repealed
111. Schedule 8TRANSITIONAL PROVISION FOR PART IV PERMISSIONS Repealed
112. Schedule 9TRANSITIONAL PROVISION IN RELATION TO CLIENT CLASSIFICATION Repealed
113. Explanatory note