OpenLegislation

Part 3 Small AIFMsC1F1

  1. 9Meaning of “small AIFM”
  2. 10Small registered UK AIFMs
  3. 11Applications for entry on register of small registered UK AIFMs
  4. 12Determination of applications
  5. 13Procedure when refusing an application
  6. 14Notification of new funds under the EuSEF Regulation or the EuVECA Regulation
  7. 15Small registered AIFMs ceasing to meet the requirements for registration
  8. 16Applications for revocation of registration
  9. 17Grounds for revocation of registration
  10. 18Procedure on revocation
  11. 19Grounds for suspension of registration
  12. 20Procedure on suspension
  13. 21Disclosure obligations of small registered UK AIFMs
  14. 22Power to direct small registered UK AIFMs and SEF and RVECA Managers to take appropriate measures
  15. 23Application of FCA rules to small authorised UK AIFMs

Annotations

Textual amendments

F1

Regulations revoked (14.12.2023 for the revocation of reg. 79) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(vi)

Modifications

C1

Pt. 3 modified (31.12.2020) by The Venture Capital Funds (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/333), regs. 1(1), 11(2)(b) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

Pt. 3 modified (31.12.2020) by The Social Entrepreneurship Funds (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/343), regs. 1(1), 11(2)(b) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)