Regulation 21 Disclosure obligations of small registered UK AIFMsF1 C1 C2

(1)

~~A small registered~~ UK ~~AIFM must provide the FCA with such information as the FCA may direct under paragraph (2) or (3).~~

(2)

~~The FCA may direct that a small registered~~ UK ~~AIFM must provide information on—~~

(a)

~~the main instruments in which the AIFM trades, and~~

(b)

~~the principal exposures and most important concentrations of the AIFs that it manages,~~

~~in order to enable the FCA to monitor systemic risk effectively.~~

(3)

~~The FCA may direct that a small registered~~ UK ~~AIFM must provide information in relation to its compliance with—~~

(a)

~~the implementing provisions,~~

(b)

~~the EuSEF Regulation, or~~

(c)

~~the EuVECA Regulation,~~

~~in order to enable the FCA to discharge its supervisory obligations.~~

(4)

~~Information provided under paragraph (1) must be given at such times and in such manner, and verified in such manner, as the FCA may direct.~~

Annotations

F1: Regulations revoked (14.12.2023 for the revocation of reg. 79) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(vi)

C1: Reg. 21 modified (30.1.2024 for specified purposes) by The Securitisation Regulations 2024 (S.I. 2024/102), regs. 2(1)(e)(2), 34(5)(6)(c) (with Sch. 3)
C2: Reg. 21 modified (30.1.2024 for specified purposes, 1.11.2024 in so far as not already in force) by The Securitisation Regulations 2024 (S.I. 2024/102), regs. 2(1)(e)(2), 34(5)(6)(c) (with Sch. 3) (as amended by S.I. 2024/705, regs. 1(2), 2(2))

C1