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Paragraph 31 F1

United Kingdom

(1)

A disclosure for the purpose of enabling or assisting a recognised investment exchange F2, a recognised clearing house or a recognised CSD to exercise its functions as such.

(2)

Recognised investment exchange F3, recognised clearing house and recognised CSD have the same meaning as in section 285 of the Financial Services and Markets Act 2000.

Annotations

Textual amendments

F1

Sch. 15D inserted (6.4.2005 except for paras. 40, 45 and 1.7.2005 otherwise) by Companies (Audit, Investigations and Community Enterprise) Act 2004 (c. 27), ss. 25, 65, Sch. 2 para. 25; S.I. 2004/3322, art. 2(2)(3), Schs. 2, 3 (subject to arts. 3-13)

F2

Words in Sch. 15D para. 31(1) substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 3(a) (with regs. 7(4), 9(1))

F3

Words in Sch. 15D para. 31(2) substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 3(b) (with regs. 7(4), 9(1))

Notes on Schedule 15D

Modifications

C1

Sch. 15D applied (with modifications) (6.4.2014) by The Co-operative and Community Benefit Societies and Credit Unions (Investigations) Regulations 2014 (S.I. 2014/574), regs. 1(1), 2