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Paragraph 55 F1

United Kingdom

Changes not yet applied. Later legislation changes this provision in ways not yet written into the text below:

A disclosure for the purpose of enabling or assisting a recognised investment exchange F2, a recognised clearing house or a recognised CSD to exercise its functions as such.“ Recognised investment exchange ” F3, “recognised clearing house” and “recognised CSD” have the same meaning as in section 285 of the Financial Services and Markets Act 2000.

Annotations

Textual amendments

F1

Sch. 11A inserted (6.4.2008) by The Statutory Auditors and Third Country Auditors Regulations 2007 (S.I. 2007/3494), reg. 8(2), Sch.

F2

Words in Sch. 11A para. 55 substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 11(4)(a) (with regs. 7(4), 9(1))

F3

Words in Sch. 11A para. 55 substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 11(4)(b) (with regs. 7(4), 9(1))

Notes on Part 2

Modifications

C1

Sch. 11A Pt. 2 applied (with modifications) (8.2.2011) by The Investment Bank Special Administration Regulations 2011 (S.I. 2011/245), reg. 27, Sch. 6 Pt. 2 para. 5(6)