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Paragraph 71 F1F2

United Kingdom

Changes not yet applied. Later legislation changes this provision in ways not yet written into the text below:

A disclosure with a view to the institution of, or otherwise for the purposes of, proceedings before the Upper Tribunal in respect of—

(F3a)

a decision of the Financial Conduct Authority;

(aa)

a decision of the Prudential Regulation Authority;

(b)

a decision of the Bank of England; or

(c)

a decision of a person relating to the assessment of any compensation or consideration under the Banking (Special Provisions) Act 2008 F4 F5, the Banking Act 2009 or the Financial Services and Markets Act 2023.

Annotations

Textual amendments

F1

Sch. 11A inserted (6.4.2008) by The Statutory Auditors and Third Country Auditors Regulations 2007 (S.I. 2007/3494), reg. 8(2), Sch.

F2

Sch. 11A para. 71 substituted (6.4.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), arts. 1(2)(e), 5(1), Sch. 2 para. 143(a)

F3

Sch. 11A para. 71(a)(aa) substituted for Sch. 11A para. 71(a) (1.4.2013) by Financial Services Act 2012 (c. 21), s. 122(3), Sch. 18 para. 124(3)(d) (with Sch. 20); S.I. 2013/423, art. 3, Sch.

F4

2008 c. 2.

F5

Words in Sch. 11A para. 71(c) substituted (31.12.2023) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 11 para. 161(3); S.I. 2023/1382, reg. 8(b)

Notes on Part 2

Modifications

C1

Sch. 11A Pt. 2 applied (with modifications) (8.2.2011) by The Investment Bank Special Administration Regulations 2011 (S.I. 2011/245), reg. 27, Sch. 6 Pt. 2 para. 5(6)